Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| TAILWIND FINANCIAL INC. | 2,550,366 | reported | 06 Oct 2008 | tx 4+282,300 |
| TM Entertainment & Media, Inc. | 848,000 | reported | 15 Oct 2009 | tx 2+450,000 |
| Inter-Atlantic Financial, Inc. | 10,000 | reported | 14 May 2009 | tx 7+843,700 |
| Navios Maritime Acquisition CORP | 0 | reported | 19 May 2010 | tx 2−5,149,250 |
| Kennedy-Wilson Holdings, Inc. | 0 | reported | 06 Nov 2009 | tx 7+2,754,328−5,005,328 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 19 May 2010 | OTHER | Navios Maritime Acquisition CORP | 2,018,386 | — | deriv |
| 19 May 2010 | OTHER | Navios Maritime Acquisition CORP | 3,130,864 | — | deriv |
| 14 Oct 2009 | OTHER | Kennedy-Wilson Holdings, Inc. | 1,051,000 | — | deriv |
| 16 Oct 2009 | OTHER | Kennedy-Wilson Holdings, Inc. | 1,000,000 | — | deriv |
| 21 Oct 2009 | OTHER | Kennedy-Wilson Holdings, Inc. | 200,000 | — | deriv |
| 30 Oct 2009 | OTHER | Kennedy-Wilson Holdings, Inc. | 1,386,338 | — | deriv |
| 06 Nov 2009 | OTHER | Kennedy-Wilson Holdings, Inc. | 1,367,990 | — | deriv |
| 06 Nov 2009 | PURCHASE | Kennedy-Wilson Holdings, Inc. | 1,367,990 | 0.10 USD | deriv |
| 30 Oct 2009 | PURCHASE | Kennedy-Wilson Holdings, Inc. | 1,386,338 | 0.10 USD | deriv |
| 15 Oct 2009 | PURCHASE | TM Entertainment & Media, Inc. | 350,000 | — | |
| 12 May 2009 | PURCHASE | TM Entertainment & Media, Inc. | 100,000 | 7.70 USD | |
| 16 Apr 2009 | PURCHASE | Inter-Atlantic Financial, Inc. | 100,400 | 7.71 USD | |
| 14 May 2009 | PURCHASE | Inter-Atlantic Financial, Inc. | 10,000 | 7.76 USD | |
| 19 Sept 2008 | PURCHASE | TAILWIND FINANCIAL INC. | 83,200 | 7.84 USD | |
| 30 Sept 2008 | PURCHASE | TAILWIND FINANCIAL INC. | 24,000 | 7.65 USD | |
| 06 Oct 2008 | PURCHASE | TAILWIND FINANCIAL INC. | 150,000 | 7.57 USD | |
| 02 Oct 2008 | PURCHASE | TAILWIND FINANCIAL INC. | 25,100 | 7.70 USD | |
| 06 Oct 2008 | PURCHASE | Inter-Atlantic Financial, Inc. | 117,800 | 7.16 USD | |
| 02 Oct 2008 | PURCHASE | Inter-Atlantic Financial, Inc. | 50,000 | 7.24 USD | |
| 15 Sept 2008 | PURCHASE | Inter-Atlantic Financial, Inc. | 500,000 | 7.61 USD | |
| 06 Sept 2008 | PURCHASE | Inter-Atlantic Financial, Inc. | 58,100 | 7.60 USD | |
| 30 Sept 2008 | PURCHASE | Inter-Atlantic Financial, Inc. | 7,400 | 7.20 USD |