Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Advanced BioPhotonics Inc. | 111,744 | reported | 14 Dec 2005 | tx 6+205,670 |
| Advaxis, Inc. | 81,852 | reported | 17 Apr 2018 | tx 4+100,000−11,107 |
| EZ EM INC | 0 | reported | 01 Apr 2008 | tx 25+70,000−475,996 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 17 Apr 2018 | TAX_WITHHOLDING | Advaxis, Inc. | 11,051 | 1.70 USD | |
| 02 Feb 2018 | SALE | Advaxis, Inc. | 32 | 2.93 USD | |
| 02 Nov 2017 | GRANT_AWARD | Advaxis, Inc. | 100,000 | 0.00 USD | deriv |
| 02 Nov 2017 | SALE | Advaxis, Inc. | 24 | 3.19 USD | |
| 01 Apr 2008 | OTHER | EZ EM INC | 10,000 | — | |
| 01 Apr 2008 | OTHER | EZ EM INC | 40,000 | — | deriv |
| 01 Apr 2008 | OTHER | EZ EM INC | 90,000 | — | deriv |
| 01 Apr 2008 | OTHER | EZ EM INC | 250,996 | — | deriv |
| 01 Apr 2008 | OTHER | EZ EM INC | 35,000 | — | deriv |
| 15 Aug 2006 | PURCHASE | EZ EM INC | 10,000 | 12.95 USD | |
| 16 May 2006 | GRANT_AWARD | EZ EM INC | 35,000 | 0.00 USD | deriv |
| 07 Jun 2005 | OTHER | Advanced BioPhotonics Inc. | 30,000 | 0.60 USD | |
| 06 Nov 2003 | OTHER | Advanced BioPhotonics Inc. | 5,134 | 0.97 USD | deriv |
| 17 Dec 2003 | OTHER | Advanced BioPhotonics Inc. | 5,134 | 0.97 USD | deriv |
| 22 Sept 2005 | OTHER | Advanced BioPhotonics Inc. | 15,402 | 0.97 USD | deriv |
| 14 Dec 2005 | OTHER | Advanced BioPhotonics Inc. | 45,000 | 1.00 USD | deriv |
| 07 Jun 2005 | OTHER | Advanced BioPhotonics Inc. | 105,000 | 1.00 USD | deriv |
| 27 Apr 2004 | SALE | EZ EM INC | 5,000 | 16.06 USD | |
| 26 Apr 2004 | EXERCISE | EZ EM INC | 500 | 8.50 USD | |
| 26 Apr 2004 | SALE | EZ EM INC | 500 | 16.55 USD | |
| 27 Apr 2004 | EXERCISE | EZ EM INC | 5,000 | 8.50 USD | |
| 26 Apr 2004 | EXERCISE | EZ EM INC | 500 | 0.00 USD | deriv |
| 27 Apr 2004 | EXERCISE | EZ EM INC | 5,000 | 0.00 USD | deriv |
| 19 Apr 2004 | SALE | EZ EM INC | 4,500 | 16.89 USD | |
| 19 Apr 2004 | EXERCISE | EZ EM INC | 4,500 | 8.50 USD |