Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| PENSARE ACQUISITION Corp | 287,015 | reported | 19 May 2022 | tx 4+335,015 |
| TRI VALLEY CORP | 79,191 | reported | 29 Jan 2007 | tx 1+2,000 |
| Invesco Mortgage Capital Inc. | 30,925 | reported | 15 May 2024 | tx 36+213,971−68,332 |
| GWG Holdings, Inc. | 8,169 | reported | 18 Jun 2020 | tx 3+16,338−8,169 |
| Beneficient | 1,296 | reported | 07 Jun 2024 | tx 2+643−317 |
| CAPITALSOURCE INC | 0 | reported | 01 Mar 2007 | tx 36+48,317−60,109 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 07 Jun 2024 | TAX_WITHHOLDING | Beneficient | 317 | 5.38 USD | |
| 15 Jul 2023 | GRANT_AWARD | Beneficient | 643 | 0.00 USD | |
| 15 May 2024 | GRANT_AWARD | Invesco Mortgage Capital Inc. | 10,171 | 0.00 USD | |
| 15 May 2023 | GRANT_AWARD | Invesco Mortgage Capital Inc. | 8,796 | 0.00 USD | |
| 19 May 2022 | PURCHASE | PENSARE ACQUISITION Corp | 260,000 | 0.39 USD | first after silence |
| 15 May 2022 | GRANT_AWARD | Invesco Mortgage Capital Inc. | 54,285 | 0.00 USD | |
| 15 May 2021 | GRANT_AWARD | Invesco Mortgage Capital Inc. | 27,110 | 0.00 USD | |
| 07 May 2021 | GRANT_AWARD | Invesco Mortgage Capital Inc. | 4,500 | 0.00 USD | |
| 24 Feb 2021 | GRANT_AWARD | Invesco Mortgage Capital Inc. | 4,500 | 0.00 USD | |
| 17 Dec 2020 | PURCHASE | PENSARE ACQUISITION Corp | 15,000 | 5.35 USD | |
| 17 Nov 2020 | SALE | Invesco Mortgage Capital Inc. | 1,371 | 3.30 USD | |
| 17 Nov 2020 | SALE | Invesco Mortgage Capital Inc. | 1,097 | 3.30 USD | |
| 17 Nov 2020 | SALE | Invesco Mortgage Capital Inc. | 32,932 | 3.30 USD | |
| 17 Nov 2020 | SALE | Invesco Mortgage Capital Inc. | 32,932 | 3.30 USD | |
| 10 Nov 2020 | GRANT_AWARD | Invesco Mortgage Capital Inc. | 4,500 | 0.00 USD | |
| 10 Aug 2020 | GRANT_AWARD | Invesco Mortgage Capital Inc. | 4,500 | 0.00 USD | |
| 18 Jun 2020 | EXERCISE | GWG Holdings, Inc. | 8,169 | 0.00 USD | |
| 18 Jun 2020 | EXERCISE | GWG Holdings, Inc. | 8,169 | 0.00 USD | deriv |
| 30 Jun 2020 | OTHER | Invesco Mortgage Capital Inc. | 4,388 | 0.00 USD | |
| 30 Jun 2020 | OTHER | Invesco Mortgage Capital Inc. | 50 | 0.00 USD | |
| 30 Jun 2020 | OTHER | Invesco Mortgage Capital Inc. | 2,971 | 0.00 USD | |
| 30 Jun 2020 | OTHER | Invesco Mortgage Capital Inc. | 173 | 0.00 USD | |
| 24 Jun 2020 | GRANT_AWARD | Invesco Mortgage Capital Inc. | 4,500 | 0.00 USD | |
| 07 Apr 2020 | GRANT_AWARD | PENSARE ACQUISITION Corp | 60,000 | 0.00 USD | deriv |
| 21 Feb 2020 | GRANT_AWARD | Invesco Mortgage Capital Inc. | 1,234 | 0.00 USD |
3 purchases reported after at least 12 months of silence — most recent on 19 May 2022.