LIPSON ARTHUR D

USNatural personDirector

Transactions

Issuers

Buys / Sells

28/6

Last tx

23 Dec 2020

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Insider

LIPSON ARTHUR D

USNatural personDirector

Transactions

Issuers

Buys / Sells

28/6

Last tx

23 Dec 2020

Behaviour

1 purchase reported after at least 12 months of silence — most recent on 21 Jul 2009.

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND	32,641	reported	22 Jul 2009	tx 8+9,813−40,820
Scudder Global Commodities Stock Fund, Inc.	19,275	reported	23 Apr 2010	tx 15+19,475−100
PIONEER TAX ADVANTAGED BALANCED TRUST	1,000	reported	07 Jan 2008	tx 12+333,900
MVC CAPITAL, INC.	0	reported	23 Dec 2020	tx 1−202,123

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
23 Dec 2020	OTHER	MVC CAPITAL, INC.	202,123	—
23 Apr 2010	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	300	9.02 USD
30 Mar 2010	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	1,100	8.24 USD
29 Mar 2010	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	1,300	8.23 USD
26 Mar 2010	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	2,100	8.04 USD
16 Feb 2010	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	200	7.88 USD
05 Feb 2010	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	400	7.39 USD
08 Feb 2010	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	1,075	7.48 USD
08 Feb 2010	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	2,700	7.53 USD
08 Feb 2010	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	2,500	7.53 USD
22 Jan 2010	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	4,400	8.02 USD
09 Dec 2009	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	300	8.14 USD
11 Dec 2009	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	200	8.23 USD
11 Dec 2009	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	900	8.17 USD
23 Nov 2009	PURCHASE	Scudder Global Commodities Stock Fund, Inc.	2,000	8.42 USD
21 Jul 2009	PURCHASE	MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND	3,313	11.37 USD	first after silence
22 Jul 2009	PURCHASE	MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND	6,500	11.38 USD
08 Jul 2009	SALE	MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND	7,000	11.01 USD	deriv
09 Jul 2009	SALE	MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND	6,886	11.15 USD	deriv
08 Jul 2009	SALE	MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND	6,000	11.01 USD	deriv
09 Jul 2009	SALE	MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND	6,000	11.15 USD	deriv
08 Jul 2009	SALE	MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND	7,000	11.01 USD	deriv
09 Jul 2009	SALE	MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND	7,934	11.15 USD	deriv
01 Jun 2009	GIFT	Scudder Global Commodities Stock Fund, Inc.	100	0.00 USD
07 Jan 2008	PURCHASE	PIONEER TAX ADVANTAGED BALANCED TRUST	1,000	0.00 USD	deriv

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND	32,641	reported	22 Jul 2009	tx 8+9,813−40,820
Scudder Global Commodities Stock Fund, Inc.	19,275	reported	23 Apr 2010	tx 15+19,475−100
PIONEER TAX ADVANTAGED BALANCED TRUST	1,000	reported	07 Jan 2008	tx 12+333,900
MVC CAPITAL, INC.	0	reported	23 Dec 2020	tx 1−202,123