Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| FIDUS INVESTMENT Corp | 81,599.94 | reported | 11 Mar 2020 | tx 11+17,566 |
| ALLIED CAPITAL CORP | 0 | reported | 18 Mar 2008 | tx 20+430,344−90,630 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 11 Mar 2020 | PURCHASE | FIDUS INVESTMENT Corp | 2,000 | 11.45 USD | |
| 09 Mar 2020 | PURCHASE | FIDUS INVESTMENT Corp | 5,000 | 12.40 USD | first after silence |
| 08 Mar 2018 | PURCHASE | FIDUS INVESTMENT Corp | 4,000 | 12.80 USD | first after silence |
| 24 Aug 2015 | PURCHASE | FIDUS INVESTMENT Corp | 100 | 7.49 USD | |
| 01 Dec 2014 | PURCHASE | FIDUS INVESTMENT Corp | 1,500 | 16.11 USD | first after silence |
| 09 Nov 2012 | PURCHASE | FIDUS INVESTMENT Corp | 1,202 | 15.30 USD | |
| 15 Mar 2012 | PURCHASE | FIDUS INVESTMENT Corp | 1,500 | 13.50 USD | |
| 21 Nov 2011 | PURCHASE | FIDUS INVESTMENT Corp | 632 | 11.92 USD | |
| 22 Nov 2011 | PURCHASE | FIDUS INVESTMENT Corp | 500 | 12.00 USD | |
| 18 Mar 2008 | EXERCISE | ALLIED CAPITAL CORP | 11,461 | — | |
| 18 Mar 2008 | EXERCISE | ALLIED CAPITAL CORP | 15,630 | — | deriv |
| 01 Feb 2008 | GRANT_AWARD | ALLIED CAPITAL CORP | 8,710 | 0.00 USD | deriv |
| 01 Feb 2008 | GRANT_AWARD | ALLIED CAPITAL CORP | 241,290 | 0.00 USD | deriv |
| 17 Dec 2007 | GRANT_AWARD | ALLIED CAPITAL CORP | 2,208 | 22.29 USD | deriv |
| 09 Nov 2007 | PURCHASE | ALLIED CAPITAL CORP | 1,000 | 22.35 USD | |
| 09 Nov 2007 | PURCHASE | ALLIED CAPITAL CORP | 400 | 22.49 USD | |
| 09 Nov 2007 | PURCHASE | ALLIED CAPITAL CORP | 100 | 22.50 USD | |
| 09 Nov 2007 | PURCHASE | ALLIED CAPITAL CORP | 8,500 | 22.55 USD | |
| 17 Sept 2007 | GRANT_AWARD | ALLIED CAPITAL CORP | 1,718 | 28.67 USD | deriv |
| 18 Jul 2007 | OTHER | ALLIED CAPITAL CORP | 7,381 | 31.75 USD | |
| 18 Jul 2007 | OTHER | ALLIED CAPITAL CORP | 75,000 | — | deriv |
| 22 Jun 2007 | GRANT_AWARD | ALLIED CAPITAL CORP | 1,537 | 32.00 USD | deriv |
| 15 May 2007 | GRANT_AWARD | ALLIED CAPITAL CORP | 136,120 | 0.00 USD | deriv |
| 15 May 2007 | GRANT_AWARD | ALLIED CAPITAL CORP | 3,380 | 0.00 USD | deriv |
| 19 Mar 2007 | GRANT_AWARD | ALLIED CAPITAL CORP | 1,705 | 28.90 USD | deriv |
3 purchases reported after at least 12 months of silence — most recent on 09 Mar 2020.