Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Alternative Asset Management Acquisition Corp. | 237,500 | reported | 31 Jul 2009 | tx 3−1,695,250 |
| 57th Street General Acquisition Corp | 60,861 | reported | 05 May 2011 | tx 1−20,009 |
| SURO CAPITAL CORP. | 15,300 | reported | 03 May 2011 | tx 2+16,667 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 05 May 2011 | OTHER | 57th Street General Acquisition Corp | 20,009 | — | |
| 03 May 2011 | PURCHASE | SURO CAPITAL CORP. | 1,367 | 15.00 USD | |
| 03 May 2011 | PURCHASE | SURO CAPITAL CORP. | 15,300 | 15.00 USD | |
| 31 Jul 2009 | TENDER | Alternative Asset Management Acquisition Corp. | 237,500 | 0.00 USD | |
| 31 Jul 2009 | OTHER | Alternative Asset Management Acquisition Corp. | 745,750 | 0.00 USD | |
| 31 Jul 2009 | TENDER | Alternative Asset Management Acquisition Corp. | 712,000 | 0.00 USD | deriv |