Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| COWEN GROUP, INC. | 1,567,691 | reported | 14 Sept 2011 | tx 6−130,000 |
| LABRANCHE & CO INC | 0 | reported | 28 Jun 2011 | tx 5+100,000−3,601,094 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 14 Sept 2011 | SALE | COWEN GROUP, INC. | 30,000 | 3.26 USD | |
| 02 Sept 2011 | SALE | COWEN GROUP, INC. | 10,000 | 3.22 USD | |
| 07 Sept 2011 | SALE | COWEN GROUP, INC. | 30,000 | 3.25 USD | |
| 06 Sept 2011 | SALE | COWEN GROUP, INC. | 20,000 | 3.13 USD | |
| 16 Aug 2011 | SALE | COWEN GROUP, INC. | 25,000 | 3.45 USD | |
| 17 Aug 2011 | SALE | COWEN GROUP, INC. | 15,000 | 3.49 USD | |
| 28 Jun 2011 | OTHER | LABRANCHE & CO INC | 1,701,094 | — | |
| 28 Jun 2011 | OTHER | LABRANCHE & CO INC | 1,300,000 | — | |
| 28 Jun 2011 | OTHER | LABRANCHE & CO INC | 200,000 | — | deriv |
| 01 Mar 2010 | SALE | LABRANCHE & CO INC | 100,000 | 4.60 USD | |
| 01 Mar 2010 | SALE | LABRANCHE & CO INC | 400,000 | 4.60 USD |