Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| XOMA Royalty Corp | 97,445 | reported | 06 Apr 2015 | tx 65+2,874,254−293,195 |
| Aridis Pharmaceuticals, Inc. | 4,000 | reported | 05 Jun 2023 | tx 9+108,000−4,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 05 Jun 2023 | EXERCISE | Aridis Pharmaceuticals, Inc. | 4,000 | — | |
| 04 May 2023 | GRANT_AWARD | Aridis Pharmaceuticals, Inc. | 10,000 | 0.00 USD | deriv |
| 05 Jun 2023 | EXERCISE | Aridis Pharmaceuticals, Inc. | 4,000 | — | deriv |
| 05 Dec 2022 | GRANT_AWARD | Aridis Pharmaceuticals, Inc. | 8,000 | 0.00 USD | deriv |
| 04 Oct 2021 | GRANT_AWARD | Aridis Pharmaceuticals, Inc. | 20,000 | 0.00 USD | deriv |
| 05 Jun 2019 | GRANT_AWARD | Aridis Pharmaceuticals, Inc. | 15,000 | 0.00 USD | deriv |
| 05 Dec 2018 | GRANT_AWARD | Aridis Pharmaceuticals, Inc. | 17,000 | 0.00 USD | deriv |
| 06 Apr 2015 | OTHER | XOMA Royalty Corp | 7,414 | 3.61 USD | |
| 06 Apr 2015 | OTHER | XOMA Royalty Corp | 7,414 | 3.61 USD | |
| 06 Apr 2015 | OTHER | XOMA Royalty Corp | 5,567 | 3.61 USD | |
| 06 Apr 2015 | EXERCISE | XOMA Royalty Corp | 3,532 | 0.00 USD | |
| 06 Apr 2015 | OTHER | XOMA Royalty Corp | 9,759 | 3.61 USD | |
| 06 Apr 2015 | EXERCISE | XOMA Royalty Corp | 21,750 | 0.00 USD | |
| 06 Apr 2015 | OTHER | XOMA Royalty Corp | 1,707 | 3.61 USD | |
| 06 Apr 2015 | OTHER | XOMA Royalty Corp | 1,707 | 3.61 USD | |
| 06 Apr 2015 | OTHER | XOMA Royalty Corp | 1,707 | 3.61 USD | |
| 06 Apr 2015 | EXERCISE | XOMA Royalty Corp | 4,656 | 0.00 USD | |
| 06 Apr 2015 | EXERCISE | XOMA Royalty Corp | 4,656 | 0.00 USD | deriv |
| 06 Apr 2015 | EXERCISE | XOMA Royalty Corp | 3,532 | 0.00 USD | deriv |
| 06 Apr 2015 | EXERCISE | XOMA Royalty Corp | 21,750 | 0.00 USD | deriv |
| 18 Mar 2015 | EXERCISE | XOMA Royalty Corp | 10,875 | 0.00 USD | |
| 18 Mar 2015 | OTHER | XOMA Royalty Corp | 5,233 | 4.01 USD | |
| 18 Mar 2015 | OTHER | XOMA Royalty Corp | 3,930 | 4.01 USD | |
| 18 Mar 2015 | EXERCISE | XOMA Royalty Corp | 10,875 | 0.00 USD | deriv |
| 26 Feb 2015 | GRANT_AWARD | XOMA Royalty Corp | 10,000 | 0.00 USD |