| 23 May 2013 | GRANT_AWARD | Cboe Global Markets, Inc. | 1,851 | 0.00 USD | |
| 21 May 2013 | OTHER | Artio Global Investors Inc. | 18,463 | 2.75 USD | |
| 09 Nov 2012 | GRANT_AWARD | Artio Global Investors Inc. | 9,700 | 0.00 USD | |
| 14 Jun 2012 | GRANT_AWARD | Cboe Global Markets, Inc. | 2,785 | 27.33 USD | |
| 17 May 2012 | GRANT_AWARD | Artio Global Investors Inc. | 19,608 | 0.00 USD | |
| 08 Nov 2011 | TAX_WITHHOLDING | Artio Global Investors Inc. | 3,200 | 6.99 USD | |
| 17 May 2011 | GRANT_AWARD | Artio Global Investors Inc. | 4,082 | 0.00 USD | |
| 18 Jun 2010 | PURCHASE | Cboe Global Markets, Inc. | 300 | 29.00 USD | |
| 15 Jun 2010 | GRANT_AWARD | Cboe Global Markets, Inc. | 7,547 | 0.00 USD | |
| 18 May 2010 | GRANT_AWARD | Artio Global Investors Inc. | 2,792 | 0.00 USD | |
| 08 Dec 2009 | GRANT_AWARD | Artio Global Investors Inc. | 2,573 | 0.00 USD | |
| 29 Sept 2009 | GRANT_AWARD | Artio Global Investors Inc. | 2,308 | 0.00 USD | |
| 13 Nov 2007 | OTHER | NUVEEN INVESTMENTS INC | 9,157.35 | — | |
| 17 Sept 2007 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 23.74 | 0.00 USD | |
| 15 Jun 2007 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 26.85 | 0.00 USD | |
| 08 May 2007 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 1,375 | 0.00 USD | |
| 15 Mar 2007 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 23.88 | 0.00 USD | |
| 15 Dec 2006 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 21.74 | 0.00 USD | |
| 15 Sept 2006 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 22.45 | 0.00 USD | |
| 15 Jun 2006 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 26.18 | 0.00 USD | |
| 10 May 2006 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 1,477 | 0.00 USD | |
| 15 Mar 2006 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 14.15 | 0.00 USD | |
| 15 Jun 2004 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 13.187 | 27.52 USD | |
| 16 Jun 2003 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 4.697 | 28.15 USD | |
| 15 Sept 2003 | GRANT_AWARD | NUVEEN INVESTMENTS INC | 5.894 | 26.00 USD | |