Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Great Elm Group, Inc. | 585,394 | reported | 23 Sept 2025 | tx 6+265,145−18,313 |
| OPENWAVE SYSTEMS INC | 338,562 | reported | 06 Aug 2019 | tx 9+569,699 |
| Great Elm Capital Corp. | 44,597 | reported | 23 Sept 2025 | tx 27+185,095.44−41,403 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 19 Sept 2025 | GRANT_AWARD | Great Elm Group, Inc. | 22,977 | 0.00 USD | |
| 23 Sept 2025 | TAX_WITHHOLDING | Great Elm Group, Inc. | 18,313 | 2.80 USD | |
| 23 Sept 2025 | TAX_WITHHOLDING | Great Elm Capital Corp. | 1,361 | 11.43 USD | |
| 19 Sept 2025 | GRANT_AWARD | Great Elm Capital Corp. | 5,458 | 0.00 USD | |
| 19 Sept 2025 | GRANT_AWARD | Great Elm Capital Corp. | 156 | 0.00 USD | |
| 20 Sept 2024 | OTHER | Great Elm Capital Corp. | 6,194 | 0.00 USD | |
| 24 Sept 2024 | OTHER | Great Elm Capital Corp. | 2,093 | 0.00 USD | |
| 20 Sept 2024 | GRANT_AWARD | Great Elm Group, Inc. | 32,552 | 0.00 USD | |
| 25 Sept 2023 | GRANT_AWARD | Great Elm Group, Inc. | 60,386 | 0.00 USD | |
| 20 Sept 2022 | GRANT_AWARD | Great Elm Group, Inc. | 100,000 | 0.00 USD | |
| 20 Sept 2022 | GRANT_AWARD | Great Elm Group, Inc. | 49,230 | 0.00 USD | |
| 15 Jun 2022 | EXERCISE | Great Elm Capital Corp. | 4,000 | 12.50 USD | |
| 15 Jun 2022 | EXERCISE | Great Elm Capital Corp. | 4,000 | 0.00 USD | deriv |
| 24 Sept 2021 | OTHER | Great Elm Capital Corp. | 79,411 | 0.00 USD | |
| 21 Jan 2021 | GRANT_AWARD | Great Elm Capital Corp. | 1,794.99 | 0.00 USD | |
| 21 Dec 2020 | GRANT_AWARD | Great Elm Capital Corp. | 1,645.8 | 0.00 USD | |
| 20 Nov 2020 | GRANT_AWARD | Great Elm Capital Corp. | 2,290.89 | 0.00 USD | |
| 21 Oct 2020 | GRANT_AWARD | Great Elm Capital Corp. | 1,010.64 | 0.00 USD | |
| 28 Sept 2020 | EXERCISE | Great Elm Capital Corp. | 36,042 | 2.95 USD | |
| 28 Sept 2020 | EXERCISE | Great Elm Capital Corp. | 36,042 | 0.00 USD | deriv |
| 21 Sept 2020 | GRANT_AWARD | Great Elm Capital Corp. | 669.12 | 0.00 USD | |
| 21 Aug 2020 | GRANT_AWARD | Great Elm Capital Corp. | 640.43 | 0.00 USD | |
| 15 Jul 2020 | GRANT_AWARD | Great Elm Capital Corp. | 685.3 | 0.00 USD | |
| 15 Jun 2020 | GRANT_AWARD | Great Elm Capital Corp. | 656.61 | 0.00 USD | |
| 15 May 2020 | GRANT_AWARD | Great Elm Capital Corp. | 841.66 | 0.00 USD |