Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| TALPHERA, INC. | 134,567 | reported | 02 Mar 2014 | tx 7+417,165−780,870 |
| KOS PHARMACEUTICALS INC | 61,000 | reported | 10 Mar 2006 | tx 14+122,000−40,000 |
| RIVER CAPITAL GROUP, INC. | 50,000 | reported | 05 Feb 2004 | tx 1+50,000 |
| Adamas Pharmaceuticals Inc | 48,856 | reported | 21 Jun 2018 | tx 6+283,875−2,501 |
| SPRUCE BIOSCIENCES, INC. | 2,230 | reported | 30 Jun 2021 | tx 1+2,230 |
| TERCICA INC | 0 | reported | 16 Oct 2008 | tx 7+369,000−372,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 30 Jun 2021 | OTHER | SPRUCE BIOSCIENCES, INC. | 2,230 | 9.53 USD | |
| 21 Jun 2018 | SALE | Adamas Pharmaceuticals Inc | 2,501 | 25.48 USD | |
| 06 Mar 2018 | GRANT_AWARD | Adamas Pharmaceuticals Inc | 11,000 | 0.00 USD | |
| 06 Mar 2018 | GRANT_AWARD | Adamas Pharmaceuticals Inc | 66,000 | 0.00 USD | deriv |
| 28 Feb 2018 | GRANT_AWARD | Adamas Pharmaceuticals Inc | 10,000 | 25.07 USD | |
| 05 May 2017 | GRANT_AWARD | Adamas Pharmaceuticals Inc | 28,125 | 0.00 USD | |
| 05 May 2017 | GRANT_AWARD | Adamas Pharmaceuticals Inc | 168,750 | 0.00 USD | deriv |
| 02 Mar 2014 | TAX_WITHHOLDING | TALPHERA, INC. | 11,599 | 11.43 USD | |
| 04 Feb 2014 | GRANT_AWARD | TALPHERA, INC. | 175,000 | 0.00 USD | deriv |
| 05 Feb 2013 | GRANT_AWARD | TALPHERA, INC. | 507,057 | 0.00 USD | deriv |
| 13 Feb 2012 | GRANT_AWARD | TALPHERA, INC. | 262,214 | 0.00 USD | deriv |
| 09 Jun 2011 | PURCHASE | TALPHERA, INC. | 3,500 | 4.56 USD | |
| 02 Mar 2011 | GRANT_AWARD | TALPHERA, INC. | 123,457 | 0.00 USD | |
| 02 Mar 2011 | GRANT_AWARD | TALPHERA, INC. | 115,208 | 0.00 USD | deriv |
| 16 Oct 2008 | OTHER | TERCICA INC | 3,000 | 9.00 USD | |
| 16 Oct 2008 | OTHER | TERCICA INC | 21,000 | 9.00 USD | |
| 16 Oct 2008 | OTHER | TERCICA INC | 275,000 | 5.40 USD | deriv |
| 16 Oct 2008 | OTHER | TERCICA INC | 73,000 | 6.13 USD | deriv |
| 25 Mar 2008 | GRANT_AWARD | TERCICA INC | 21,000 | 0.00 USD | |
| 25 Mar 2008 | GRANT_AWARD | TERCICA INC | 73,000 | 0.00 USD | deriv |
| 26 Feb 2007 | GRANT_AWARD | TERCICA INC | 275,000 | 0.00 USD | deriv |
| 16 Feb 2006 | SALE | KOS PHARMACEUTICALS INC | 5,000 | 50.00 USD | |
| 16 Feb 2006 | EXERCISE | KOS PHARMACEUTICALS INC | 5,000 | 19.50 USD | |
| 16 Feb 2006 | EXERCISE | KOS PHARMACEUTICALS INC | 5,000 | 0.00 USD | deriv |
| 10 Mar 2006 | EXERCISE | KOS PHARMACEUTICALS INC | 5,000 | 19.50 USD |