Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| SRH Total Return Fund, Inc. | 4,191 | reported | 20 Mar 2015 | tx 7+4,132−2,730 |
| FIRST FINANCIAL FUND INC | 0 | reported | 20 Mar 2015 | tx 4+1,000−2,000 |
| BOULDER TOTAL RETURN FUND INC | 0 | reported | 04 Jan 2011 | tx 2+14−326 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 20 Mar 2015 | SALE | FIRST FINANCIAL FUND INC | 1,000 | — | |
| 20 Mar 2015 | PURCHASE | SRH Total Return Fund, Inc. | 1,111 | — | first after silence |
| 04 Jan 2011 | SALE | BOULDER TOTAL RETURN FUND INC | 326 | 15.56 USD | |
| 17 Jun 2010 | PURCHASE | FIRST FINANCIAL FUND INC | 500 | 6.25 USD | |
| 17 Jun 2010 | PURCHASE | FIRST FINANCIAL FUND INC | 500 | 6.26 USD | first after silence |
| 21 Nov 2008 | PURCHASE | SRH Total Return Fund, Inc. | 1,000 | 3.49 USD | |
| 20 Jun 2008 | EXERCISE | SRH Total Return Fund, Inc. | 520 | 7.48 USD | |
| 20 Jun 2008 | EXERCISE | SRH Total Return Fund, Inc. | 1,560 | 0.00 USD | deriv |
| 14 Sept 2007 | EXERCISE | SRH Total Return Fund, Inc. | 390 | 8.67 USD | |
| 14 Sept 2007 | EXERCISE | SRH Total Return Fund, Inc. | 1,170 | 0.00 USD | deriv |
| 28 Jul 2003 | EXERCISE | BOULDER TOTAL RETURN FUND INC | 14 | 12.10 USD |
2 purchases reported after at least 12 months of silence — most recent on 20 Mar 2015.