Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Advanced Flower Capital Inc. | 9,211 | reported | 03 Jan 2023 | tx 8+65,254−49,043 |
| AFC BDC Inc. | 5,000 | reported | 28 Apr 2022 | tx 2+10,000 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | 0 | reported | 18 Feb 2020 | tx 44+892,850.43−1,042,850.43 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 03 Jan 2023 | GRANT_AWARD | Advanced Flower Capital Inc. | 3,211 | 15.57 USD | |
| 11 May 2022 | PURCHASE | Advanced Flower Capital Inc. | 3,000 | 16.70 USD | |
| 28 Apr 2022 | OTHER | AFC BDC Inc. | 5,000 | 20.00 USD | |
| 28 Apr 2022 | OTHER | AFC BDC Inc. | 5,000 | 20.00 USD | |
| 18 Mar 2022 | GRANT_AWARD | Advanced Flower Capital Inc. | 2,000 | 19.27 USD | |
| 02 Sept 2021 | GIFT | Advanced Flower Capital Inc. | 49,043 | 0.00 USD | |
| 11 Jan 2022 | GRANT_AWARD | Advanced Flower Capital Inc. | 5,000 | 0.00 USD | deriv |
| 13 Aug 2021 | GRANT_AWARD | Advanced Flower Capital Inc. | 1,000 | 20.50 USD | |
| 06 Aug 2021 | GRANT_AWARD | Advanced Flower Capital Inc. | 49,043 | 0.00 USD | |
| 14 Feb 2020 | OTHER | LADENBURG THALMANN FINANCIAL SERVICES INC | 318,466.08 | 3.50 USD | |
| 18 Feb 2020 | SALE | LADENBURG THALMANN FINANCIAL SERVICES INC | 205.35 | 25.00 USD | |
| 14 Feb 2020 | OTHER | LADENBURG THALMANN FINANCIAL SERVICES INC | 125,000 | 0.70 USD | deriv |
| 14 Feb 2020 | OTHER | LADENBURG THALMANN FINANCIAL SERVICES INC | 62,500 | 2.10 USD | deriv |
| 14 Feb 2020 | OTHER | LADENBURG THALMANN FINANCIAL SERVICES INC | 75,000 | 0.25 USD | deriv |
| 14 Feb 2020 | OTHER | LADENBURG THALMANN FINANCIAL SERVICES INC | 125,000 | 2.22 USD | deriv |
| 07 Jan 2020 | EXERCISE | LADENBURG THALMANN FINANCIAL SERVICES INC | 50,000 | 0.90 USD | |
| 07 Jan 2020 | EXERCISE | LADENBURG THALMANN FINANCIAL SERVICES INC | 50,000 | 0.00 USD | deriv |
| 20 Jan 2019 | TAX_WITHHOLDING | LADENBURG THALMANN FINANCIAL SERVICES INC | 2,986 | 3.10 USD | |
| 14 Jan 2019 | TAX_WITHHOLDING | LADENBURG THALMANN FINANCIAL SERVICES INC | 3,080 | 3.01 USD | |
| 12 Jan 2019 | TAX_WITHHOLDING | LADENBURG THALMANN FINANCIAL SERVICES INC | 3,903 | 3.12 USD | |
| 13 Jan 2019 | TAX_WITHHOLDING | LADENBURG THALMANN FINANCIAL SERVICES INC | 3,123 | 3.12 USD | |
| 10 Jan 2019 | GRANT_AWARD | LADENBURG THALMANN FINANCIAL SERVICES INC | 60,000 | 0.00 USD | |
| 30 Jan 2018 | PURCHASE | LADENBURG THALMANN FINANCIAL SERVICES INC | 1.35 | 25.20 USD | |
| 20 Mar 2018 | TAX_WITHHOLDING | LADENBURG THALMANN FINANCIAL SERVICES INC | 105,803 | 3.57 USD | |
| 20 Mar 2018 | EXERCISE | LADENBURG THALMANN FINANCIAL SERVICES INC | 150,000 | 2.30 USD |
2 purchases reported after at least 12 months of silence — most recent on 30 Oct 2017.