Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| PHARMION CORP | 4,341,268 | reported | 05 Nov 2003 | tx 1+400,000 |
| APPLIED IMAGING CORP | 1,506,605 | reported | 22 Jan 2004 | tx 3−130,000 |
| OCCAM NETWORKS INC/DE | 200,000 | reported | 19 Nov 2003 | tx 1+200,000 |
| ARADIGM CORP | 0 | reported | 20 Feb 2004 | tx 10+2,280−81,995 |
| ZHONE TECHNOLOGIES INC | 0 | reported | 13 Nov 2003 | tx 5+12,831,205−25,662,410 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 20 Feb 2004 | SALE | ARADIGM CORP | 10,247 | 2.35 USD | |
| 20 Jan 2004 | SALE | APPLIED IMAGING CORP | 30,000 | 2.54 USD | |
| 21 Jan 2004 | SALE | APPLIED IMAGING CORP | 50,000 | 2.45 USD | |
| 22 Jan 2004 | SALE | APPLIED IMAGING CORP | 50,000 | 2.30 USD | |
| 11 Dec 2003 | OTHER | ARADIGM CORP | 70,027 | 0.00 USD | |
| 11 Dec 2003 | OTHER | ARADIGM CORP | 1,257 | 0.00 USD | |
| 11 Dec 2003 | OTHER | ARADIGM CORP | 232 | 0.00 USD | |
| 11 Dec 2003 | OTHER | ARADIGM CORP | 232 | 0.00 USD | |
| 15 Dec 2003 | SALE | ARADIGM CORP | 1,257 | 1.84 USD | |
| 15 Dec 2003 | SALE | ARADIGM CORP | 232 | 1.84 USD | |
| 15 Dec 2003 | SALE | ARADIGM CORP | 232 | 1.86 USD | |
| 11 Dec 2003 | OTHER | ARADIGM CORP | 372 | 0.00 USD | |
| 11 Dec 2003 | OTHER | ARADIGM CORP | 187 | 0.00 USD | |
| 19 Nov 2003 | PURCHASE | OCCAM NETWORKS INC/DE | 200,000 | 10.00 USD | deriv |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 6,875,000 | 4.00 USD | |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 5,956,205 | 2.02 USD | |
| 13 Nov 2003 | TENDER | ZHONE TECHNOLOGIES INC | 12,831,205 | 0.00 USD | |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 6,875,000 | 4.00 USD | deriv |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 5,956,205 | 2.02 USD | deriv |
| 05 Nov 2003 | PURCHASE | PHARMION CORP | 400,000 | 14.00 USD |