Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| FIRST TRUST ACTIVE DIVIDEND INCOME FUND | 2,000 | reported | 17 Oct 2014 | tx 2+2,000 |
| FIRST TRUST MORTGAGE INCOME FUND | 1,616 | reported | 31 Oct 2025 | tx 3+1,395 |
| FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND | 1,000 | reported | 14 Jun 2007 | tx 1+1,000 |
| FIRST TRUST HIGH INCOME LONG/SHORT FUND | 1,000 | reported | 30 May 2013 | tx 1+1,000 |
| First Trust Intermediate Duration Preferred & Income Fund | 1,000 | reported | 04 Jan 2016 | tx 1+1,000 |
| FIRST TRUST ENHANCED EQUITY INCOME FUND | 850 | reported | 17 Feb 2006 | tx 1+850 |
| ENERGY INCOME & GROWTH FUND | 700 | reported | 17 Feb 2006 | tx 1+700 |
| FIRST TRUST VALUE LINE R 100 FUND | 600 | reported | 23 Dec 2003 | tx 2+1,600 |
| FIRST TRUST/FOUR CORNERS SENIOR FLOATING RATE INCOME FUND | 500 | reported | 22 Dec 2003 | tx 1+500 |
| FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND | 0 | reported | 28 Dec 2021 | tx 2+2,000−2,432.21 |
6 purchases reported after at least 12 months of silence — most recent on 10 Oct 2025.