Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| GigOptix, Inc. | 74,645 | reported | 08 Aug 2011 | tx 16+235,020 |
| LUMERA CORP | 35,000 | reported | 19 Sept 2008 | tx 11+145,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 08 Aug 2011 | PURCHASE | GigOptix, Inc. | 5,000 | 2.04 USD | |
| 17 Jun 2011 | GRANT_AWARD | GigOptix, Inc. | 18,313 | 0.00 USD | deriv |
| 03 Feb 2011 | PURCHASE | GigOptix, Inc. | 70,000 | 0.00 USD | deriv |
| 03 Nov 2010 | PURCHASE | GigOptix, Inc. | 10,000 | 2.20 USD | |
| 27 Oct 2010 | PURCHASE | GigOptix, Inc. | 25,000 | 0.00 USD | deriv |
| 29 Jul 2010 | PURCHASE | GigOptix, Inc. | 500 | 2.10 USD | |
| 29 Jul 2010 | PURCHASE | GigOptix, Inc. | 500 | 2.00 USD | first after silence |
| 29 Jul 2010 | PURCHASE | GigOptix, Inc. | 9,000 | 2.15 USD | |
| 17 Mar 2010 | GRANT_AWARD | GigOptix, Inc. | 25,000 | 0.00 USD | deriv |
| 17 Dec 2008 | GRANT_AWARD | GigOptix, Inc. | 45,000 | 0.00 USD | deriv |
| 09 Dec 2008 | PURCHASE | GigOptix, Inc. | 4,375 | — | |
| 09 Dec 2008 | GRANT_AWARD | GigOptix, Inc. | 4,207 | — | |
| 09 Dec 2008 | GRANT_AWARD | GigOptix, Inc. | 3,750 | — | deriv |
| 09 Dec 2008 | GRANT_AWARD | GigOptix, Inc. | 4,375 | — | deriv |
| 09 Dec 2008 | GRANT_AWARD | GigOptix, Inc. | 5,625 | — | deriv |
| 09 Dec 2008 | GRANT_AWARD | GigOptix, Inc. | 4,375 | — | deriv |
| 19 Sept 2008 | PURCHASE | LUMERA CORP | 5,000 | 0.53 USD | |
| 17 Sept 2008 | PURCHASE | LUMERA CORP | 5,000 | 0.49 USD | |
| 11 Sept 2008 | PURCHASE | LUMERA CORP | 15,000 | 0.61 USD | first after silence |
| 01 Jun 2007 | GRANT_AWARD | LUMERA CORP | 45,000 | 0.00 USD | deriv |
| 01 Jun 2006 | GRANT_AWARD | LUMERA CORP | 30,000 | 0.00 USD | deriv |
| 23 Mar 2005 | GRANT_AWARD | LUMERA CORP | 35,000 | 0.00 USD | deriv |
| 07 Jun 2006 | PURCHASE | LUMERA CORP | 2,000 | 3.50 USD | |
| 07 Jun 2006 | PURCHASE | LUMERA CORP | 2,000 | 3.59 USD | |
| 07 Jun 2006 | PURCHASE | LUMERA CORP | 2,180 | 3.50 USD |
2 purchases reported after at least 12 months of silence — most recent on 29 Jul 2010.