Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| JMP Group Inc. | 2,468,503 | reported | 08 Dec 2014 | tx 121+5,792,644−1,293,344 |
| JMP GROUP LLC | 0 | reported | 15 Nov 2021 | tx 203+4,046,798−8,162,616 |
| Harvest Capital Credit Corp | 0 | reported | 09 Jun 2021 | tx 135+617,880−940,041 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 15 Nov 2021 | OTHER | JMP GROUP LLC | 1,328,210 | 7.50 USD | |
| 15 Nov 2021 | OTHER | JMP GROUP LLC | 5,325,926 | 7.50 USD | |
| 15 Nov 2021 | OTHER | JMP GROUP LLC | 36,400 | 7.50 USD | |
| 15 Nov 2021 | OTHER | JMP GROUP LLC | 75,000 | 7.50 USD | |
| 15 Nov 2021 | OTHER | JMP GROUP LLC | 125,129 | 0.00 USD | deriv |
| 09 Jun 2021 | OTHER | Harvest Capital Credit Corp | 30,000 | — | |
| 09 Jun 2021 | OTHER | Harvest Capital Credit Corp | 864,273 | — | |
| 09 Jun 2021 | OTHER | Harvest Capital Credit Corp | 35,768 | — | |
| 04 Feb 2021 | GRANT_AWARD | JMP GROUP LLC | 138,226 | 0.00 USD | deriv |
| 10 Sept 2020 | PURCHASE | JMP GROUP LLC | 200,000 | 2.39 USD | |
| 10 Sept 2020 | SALE | JMP GROUP LLC | 200,000 | 2.39 USD | |
| 07 Aug 2020 | PURCHASE | Harvest Capital Credit Corp | 2,800 | 3.95 USD | |
| 04 Aug 2020 | PURCHASE | Harvest Capital Credit Corp | 200 | 4.00 USD | |
| 03 Aug 2020 | PURCHASE | JMP GROUP LLC | 33,333 | 2.64 USD | |
| 29 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 2,000 | 3.95 USD | |
| 28 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 2,276 | 3.96 USD | |
| 23 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 3,050 | 4.00 USD | |
| 24 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 200 | 4.00 USD | |
| 20 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 8,909 | 3.99 USD | |
| 22 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 2,000 | 4.00 USD | |
| 21 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 3,474 | 3.99 USD | |
| 17 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 464 | 4.00 USD | |
| 16 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 1,194 | 4.00 USD | |
| 10 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 11,848 | 4.00 USD | |
| 08 Jul 2020 | PURCHASE | Harvest Capital Credit Corp | 546 | 4.00 USD |
2 purchases reported after at least 12 months of silence — most recent on 27 Dec 2017.