Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| PENSON WORLDWIDE INC | 224,834 | reported | 17 May 2012 | tx 41+267,725−19,142 |
| AVAYA INC | 43,714 | reported | 16 Aug 2006 | tx 44+320,674−650,966 |
| Pacific Coast National Bancorp | 6,444 | reported | 17 May 2006 | tx 1+444 |
| Bristow Group Inc | 5,000 | reported | 15 Sept 2003 | tx 1+5,000 |
| RADIOSHACK CORP | 2,206 | reported | 01 Aug 2007 | tx 59+258,567.47−476,325.47 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 17 May 2012 | GRANT_AWARD | PENSON WORLDWIDE INC | 184,211 | 0.00 USD | |
| 28 Apr 2011 | GRANT_AWARD | PENSON WORLDWIDE INC | 11,291 | 0.00 USD | |
| 31 Mar 2011 | EXERCISE | PENSON WORLDWIDE INC | 771 | — | |
| 31 Mar 2011 | EXERCISE | PENSON WORLDWIDE INC | 771 | 0.00 USD | deriv |
| 31 Dec 2010 | EXERCISE | PENSON WORLDWIDE INC | 772 | — | |
| 31 Dec 2010 | EXERCISE | PENSON WORLDWIDE INC | 772 | 0.00 USD | deriv |
| 30 Sept 2010 | EXERCISE | PENSON WORLDWIDE INC | 771 | — | |
| 30 Sept 2010 | EXERCISE | PENSON WORLDWIDE INC | 771 | 0.00 USD | deriv |
| 30 Jun 2010 | EXERCISE | PENSON WORLDWIDE INC | 772 | — | |
| 30 Jun 2010 | EXERCISE | PENSON WORLDWIDE INC | 772 | 0.00 USD | deriv |
| 27 May 2010 | GRANT_AWARD | PENSON WORLDWIDE INC | 10,190 | 0.00 USD | |
| 29 Apr 2010 | EXERCISE | PENSON WORLDWIDE INC | 840 | — | |
| 29 Apr 2010 | EXERCISE | PENSON WORLDWIDE INC | 840 | 0.00 USD | deriv |
| 31 Mar 2010 | EXERCISE | PENSON WORLDWIDE INC | 772 | — | |
| 31 Mar 2010 | EXERCISE | PENSON WORLDWIDE INC | 772 | 0.00 USD | deriv |
| 29 Jan 2010 | EXERCISE | PENSON WORLDWIDE INC | 840 | — | |
| 29 Jan 2010 | EXERCISE | PENSON WORLDWIDE INC | 840 | 0.00 USD | deriv |
| 31 Dec 2009 | EXERCISE | PENSON WORLDWIDE INC | 771 | — | |
| 31 Dec 2009 | EXERCISE | PENSON WORLDWIDE INC | 771 | 0.00 USD | deriv |
| 29 Oct 2009 | EXERCISE | PENSON WORLDWIDE INC | 840 | — | |
| 29 Oct 2009 | EXERCISE | PENSON WORLDWIDE INC | 840 | 0.00 USD | deriv |
| 30 Sept 2009 | EXERCISE | PENSON WORLDWIDE INC | 772 | — | |
| 30 Sept 2009 | EXERCISE | PENSON WORLDWIDE INC | 772 | 0.00 USD | deriv |
| 29 Jul 2009 | EXERCISE | PENSON WORLDWIDE INC | 839 | — | |
| 29 Jul 2009 | EXERCISE | PENSON WORLDWIDE INC | 839 | 0.00 USD | deriv |