Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| KNIGHT CAPITAL GROUP, INC. | 65,000,032 | reported | 29 Aug 2012 | tx 8+81,347,039−218,874 |
| BATTALION OIL CORP | 16,279,950 | reported | 25 Nov 2008 | tx 9+2,481,915−2,722,152 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 29 Aug 2012 | CONVERSION | KNIGHT CAPITAL GROUP, INC. | 65,000,032 | — | |
| 29 Aug 2012 | CONVERSION | KNIGHT CAPITAL GROUP, INC. | 16,250,008 | — | |
| 29 Aug 2012 | CONVERSION | KNIGHT CAPITAL GROUP, INC. | 24,375 | — | deriv |
| 29 Aug 2012 | CONVERSION | KNIGHT CAPITAL GROUP, INC. | 77,599 | — | deriv |
| 29 Aug 2012 | CONVERSION | KNIGHT CAPITAL GROUP, INC. | 19,400 | — | deriv |
| 29 Aug 2012 | CONVERSION | KNIGHT CAPITAL GROUP, INC. | 77,599 | — | deriv |
| 29 Aug 2012 | CONVERSION | KNIGHT CAPITAL GROUP, INC. | 19,400 | — | deriv |
| 29 Aug 2012 | CONVERSION | KNIGHT CAPITAL GROUP, INC. | 97,500 | — | deriv |
| 25 Nov 2008 | PURCHASE | BATTALION OIL CORP | 262,021 | 1.00 USD | |
| 24 Nov 2008 | PURCHASE | BATTALION OIL CORP | 256,300 | 0.99 USD | |
| 21 Nov 2008 | PURCHASE | BATTALION OIL CORP | 554,497 | 0.88 USD | |
| 09 May 2008 | EXERCISE | BATTALION OIL CORP | 930,680 | 5.00 USD | |
| 09 May 2008 | EXERCISE | BATTALION OIL CORP | 478,417 | 5.00 USD | |
| 09 May 2008 | EXERCISE | BATTALION OIL CORP | 478,417 | 0.00 USD | deriv |
| 08 May 2008 | SALE | BATTALION OIL CORP | 134,055 | 0.06 USD | deriv |
| 09 May 2008 | EXERCISE | BATTALION OIL CORP | 930,680 | 0.00 USD | deriv |
| 09 May 2008 | SALE | BATTALION OIL CORP | 1,179,000 | 0.05 USD | deriv |