Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| SRH Total Return Fund, Inc. | 15,191 | reported | 20 Mar 2015 | tx 9+27,715−2,001 |
| FIRST FINANCIAL FUND INC | 0 | reported | 20 Mar 2015 | tx 4+371−2,526.24 |
| NEUBERGER BERMAN REAL ESTATE INCOME FUND INC | 0 | reported | 20 Mar 2015 | tx 3+2,000−4,000 |
| BOULDER TOTAL RETURN FUND INC | 0 | reported | 20 Mar 2015 | tx 2−4,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 20 Mar 2015 | SALE | NEUBERGER BERMAN REAL ESTATE INCOME FUND INC | 2,000 | — | |
| 20 Mar 2015 | SALE | BOULDER TOTAL RETURN FUND INC | 2,000 | — | |
| 20 Mar 2015 | PURCHASE | SRH Total Return Fund, Inc. | 1,404 | — | first after silence |
| 20 Mar 2015 | PURCHASE | SRH Total Return Fund, Inc. | 4,878 | — | |
| 20 Mar 2015 | PURCHASE | SRH Total Return Fund, Inc. | 6,242 | — | |
| 20 Mar 2015 | SALE | FIRST FINANCIAL FUND INC | 1,263.12 | — | |
| 20 Jun 2008 | EXERCISE | SRH Total Return Fund, Inc. | 667 | 7.48 USD | |
| 20 Jun 2008 | EXERCISE | SRH Total Return Fund, Inc. | 2,001 | 0.00 USD | deriv |
| 11 Jan 2008 | PURCHASE | NEUBERGER BERMAN REAL ESTATE INCOME FUND INC | 2,000 | 16.95 USD | first after silence |
| 04 Jan 2007 | OTHER | FIRST FINANCIAL FUND INC | 124 | 14.97 USD | |
| 05 Jun 2006 | PURCHASE | SRH Total Return Fund, Inc. | 2,000 | 8.00 USD | |
| 04 Jan 2006 | OTHER | FIRST FINANCIAL FUND INC | 247 | 14.83 USD |
2 purchases reported after at least 12 months of silence — most recent on 20 Mar 2015.