Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Armata Pharmaceuticals, Inc. | 37,939,392 | reported | 16 Mar 2015 | tx 2+17,424,240 |
| ORAGENICS INC | 14,481,089 | reported | 30 Jun 2016 | tx 3+5,767,484 |
| Ocugen, Inc. | 1,692,366 | reported | 15 Jan 2019 | tx 3−998,204 |
| PRECIGEN, INC. | 275,000 | reported | 07 Jan 2016 | tx 1+275,000 |
| Theriva Biologics, Inc. | 165,332 | reported | 03 Apr 2019 | tx 8+2,500,000−150,565 |
| Alaunos Therapeutics, Inc. | 128,272 | reported | 31 Jul 2018 | tx 46+19,563,618−17,830,305 |
| AQUABOUNTY TECHNOLOGIES INC | 0 | reported | 25 Oct 2018 | tx 32+7,966,986−3,315,018 |
| ISOLAGEN INC | 0 | reported | 13 Dec 2019 | tx 18+5,747,338−1,949,294 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 13 Dec 2019 | CONVERSION | ISOLAGEN INC | 10,282 | — | |
| 13 Dec 2019 | TENDER | ISOLAGEN INC | 80,160 | 3.00 USD | |
| 13 Dec 2019 | CONVERSION | ISOLAGEN INC | 291 | — | |
| 13 Dec 2019 | TENDER | ISOLAGEN INC | 539,337 | 3.00 USD | |
| 13 Dec 2019 | CONVERSION | ISOLAGEN INC | 169,602 | — | |
| 13 Dec 2019 | TENDER | ISOLAGEN INC | 1,324,328 | 3.00 USD | |
| 13 Dec 2019 | CONVERSION | ISOLAGEN INC | 112,617 | — | |
| 13 Dec 2019 | TENDER | ISOLAGEN INC | 2,453 | 3.00 USD | |
| 13 Dec 2019 | CONVERSION | ISOLAGEN INC | 106 | — | deriv |
| 13 Dec 2019 | CONVERSION | ISOLAGEN INC | 1,161 | — | deriv |
| 13 Dec 2019 | CONVERSION | ISOLAGEN INC | 1,746 | — | deriv |
| 13 Dec 2019 | CONVERSION | ISOLAGEN INC | 3 | — | deriv |
| 01 Apr 2019 | SALE | Theriva Biologics, Inc. | 11,413 | 0.67 USD | |
| 01 Apr 2019 | SALE | Theriva Biologics, Inc. | 30,265 | 0.67 USD | |
| 02 Apr 2019 | SALE | Theriva Biologics, Inc. | 3,737 | 0.66 USD | |
| 02 Apr 2019 | SALE | Theriva Biologics, Inc. | 9,909 | 0.66 USD | |
| 03 Apr 2019 | SALE | Theriva Biologics, Inc. | 26,080 | 0.65 USD | |
| 03 Apr 2019 | SALE | Theriva Biologics, Inc. | 69,161 | 0.65 USD | |
| 11 Jan 2019 | SALE | Ocugen, Inc. | 251,800 | 0.17 USD | |
| 15 Jan 2019 | SALE | Ocugen, Inc. | 345,897 | 0.15 USD | |
| 14 Jan 2019 | SALE | Ocugen, Inc. | 400,507 | 0.16 USD | |
| 25 Oct 2018 | EXERCISE | AQUABOUNTY TECHNOLOGIES INC | 1,538,461 | 2.00 USD | |
| 25 Oct 2018 | EXERCISE | AQUABOUNTY TECHNOLOGIES INC | 1,538,461 | — | deriv |
| 31 Jul 2018 | OTHER | Alaunos Therapeutics, Inc. | 1,270 | — | deriv |
| 29 Jun 2018 | OTHER | Alaunos Therapeutics, Inc. | 1,257 | — | deriv |
3 purchases reported after at least 12 months of silence — most recent on 30 Jun 2016.