Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Selway Capital Acquisition Corp. | 30,935 | reported | 10 Apr 2013 | tx 4+174,094−3,554 |
| HQ SUSTAINABLE MARITIME INDUSTRIES, INC. | 8,669 | reported | 29 Oct 2010 | tx 4+8,669 |
| Deerfield Triarc Capital Corp | 5,988 | reported | 16 Dec 2015 | tx 13+8,717,895−34,220 |
| ORYX TECHNOLOGY CORP | 3,680 | reported | 29 Jan 2004 | tx 4+268,400 |
| Vector Intersect Security Acquisition Corp. | 0 | reported | 08 Sept 2017 | tx 15+326,154−3,948,282 |
| CIFC LLC | 0 | reported | 21 Nov 2016 | tx 17+13,970−19,958 |
| MOSCOW CABLECOM CORP | 0 | reported | 19 Jul 2007 | tx 11+61,580−66,580 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 08 Sept 2017 | OTHER | Vector Intersect Security Acquisition Corp. | 3,744,700 | — | |
| 08 Sept 2017 | OTHER | Vector Intersect Security Acquisition Corp. | 7,500 | — | deriv |
| 08 Sept 2017 | OTHER | Vector Intersect Security Acquisition Corp. | 7,500 | — | deriv |
| 08 Sept 2017 | OTHER | Vector Intersect Security Acquisition Corp. | 505 | — | deriv |
| 08 Sept 2017 | OTHER | Vector Intersect Security Acquisition Corp. | 7,500 | — | deriv |
| 08 Sept 2017 | OTHER | Vector Intersect Security Acquisition Corp. | 123,077 | — | deriv |
| 08 Sept 2017 | OTHER | Vector Intersect Security Acquisition Corp. | 50,000 | — | deriv |
| 08 Sept 2017 | OTHER | Vector Intersect Security Acquisition Corp. | 7,500 | — | deriv |
| 21 Nov 2016 | OTHER | CIFC LLC | 7,032 | 11.36 USD | |
| 02 Aug 2016 | GRANT_AWARD | CIFC LLC | 7,032 | 0.00 USD | |
| 01 Jul 2016 | EXERCISE | CIFC LLC | 5,988 | 0.00 USD | |
| 01 Jul 2016 | OTHER | CIFC LLC | 6,463 | 0.00 USD | |
| 01 Jul 2016 | EXERCISE | CIFC LLC | 220 | 0.00 USD | |
| 01 Jul 2016 | EXERCISE | CIFC LLC | 84 | 0.00 USD | |
| 01 Jul 2016 | EXERCISE | CIFC LLC | 90 | 0.00 USD | |
| 01 Jul 2016 | EXERCISE | CIFC LLC | 81 | 0.00 USD | |
| 01 Jul 2016 | EXERCISE | CIFC LLC | 90 | 0.00 USD | deriv |
| 08 Sept 2015 | GRANT_AWARD | CIFC LLC | 81 | 0.00 USD | deriv |
| 01 Jul 2016 | EXERCISE | CIFC LLC | 81 | 0.00 USD | deriv |
| 01 Dec 2015 | GRANT_AWARD | CIFC LLC | 90 | 0.00 USD | deriv |
| 15 Apr 2016 | GRANT_AWARD | CIFC LLC | 84 | 0.00 USD | deriv |
| 01 Jul 2016 | EXERCISE | CIFC LLC | 84 | 0.00 USD | deriv |
| 24 May 2016 | GRANT_AWARD | CIFC LLC | 220 | 0.00 USD | deriv |
| 01 Jul 2016 | EXERCISE | CIFC LLC | 220 | 0.00 USD | deriv |
| 01 Jul 2016 | EXERCISE | CIFC LLC | 5,988 | 0.00 USD | deriv |
2 purchases reported after at least 12 months of silence — most recent on 19 Nov 2013.