Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| FINITY HOLDINGS INC | 120,000 | reported | 31 Mar 2008 | tx 6+621,923 |
| TAIWAN FUND INC | 2,450 | reported | 25 Jan 2010 | tx 2+2,450 |
| REAVES UTILITY INCOME FUND | 1,000 | reported | 23 Apr 2004 | tx 1+1,000 |
| Blackstone / GSO Senior Floating Rate Term Fund | 1,000 | reported | 21 Jun 2010 | tx 1+1,000 |
| Blackstone / GSO Long-Short Credit Income Fund | 1,000 | reported | 10 Mar 2011 | tx 1+1,000 |
| Blackstone / GSO Strategic Credit Fund | 1,000 | reported | 14 Nov 2012 | tx 1+1,000 |
| CHINA FUND INC | 0 | reported | 18 Dec 2018 | tx 1−4,225 |
3 purchases reported after at least 12 months of silence — most recent on 14 Nov 2012.
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 18 Dec 2018 | GIFT | CHINA FUND INC | 4,225 | 17.73 USD | |
| 14 Nov 2012 | PURCHASE | Blackstone / GSO Strategic Credit Fund | 1,000 | 19.15 USD | first after silence |
| 10 Mar 2011 | PURCHASE | Blackstone / GSO Long-Short Credit Income Fund | 1,000 | 20.07 USD | |
| 23 Apr 2004 | PURCHASE | REAVES UTILITY INCOME FUND | 1,000 | 17.97 USD | |
| 21 Jun 2010 | PURCHASE | Blackstone / GSO Senior Floating Rate Term Fund | 1,000 | 20.01 USD | |
| 25 Jan 2010 | PURCHASE | TAIWAN FUND INC | 1,450 | 13.90 USD | first after silence |
| 26 Jun 2007 | GRANT_AWARD | FINITY HOLDINGS INC | 100,000 | 0.00 USD | deriv |
| 31 Mar 2008 | GRANT_AWARD | FINITY HOLDINGS INC | 120,000 | 0.00 USD | deriv |
| 27 Sept 2007 | PURCHASE | TAIWAN FUND INC | 1,000 | 22.05 USD | first after silence |
| 27 Jun 2006 | OTHER | FINITY HOLDINGS INC | 176,923 | — | |
| 08 Nov 2004 | GRANT_AWARD | FINITY HOLDINGS INC | 25,000 | 0.00 USD | deriv |
| 23 Dec 2006 | GRANT_AWARD | FINITY HOLDINGS INC | 100,000 | 0.00 USD | deriv |
| 20 Jun 2005 | GRANT_AWARD | FINITY HOLDINGS INC | 100,000 | 0.00 USD | deriv |