| 23 Jun 2020 | PURCHASE | BNY MELLON HIGH YIELD STRATEGIES FUND | 20,000 | 2.60 USD | |
| 18 Mar 2020 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 14,800 | 5.41 USD | |
| 13 Mar 2020 | PURCHASE | BNY MELLON HIGH YIELD STRATEGIES FUND | 39,600 | 2.50 USD | first after silence |
| 19 Dec 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 7,500 | 7.75 USD | |
| 19 Dec 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 2,500 | 7.65 USD | |
| 19 Dec 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 3,500 | 7.67 USD | |
| 26 Oct 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 9,500 | 8.64 USD | |
| 26 Oct 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 2,000 | 8.62 USD | |
| 10 Oct 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 7,500 | 8.74 USD | |
| 10 Oct 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 3,000 | 8.73 USD | |
| 10 Oct 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 1,000 | 8.72 USD | |
| 27 Jul 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 4,000 | 9.05 USD | |
| 30 Jul 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 7,000 | 9.06 USD | |
| 23 Feb 2018 | PURCHASE | Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 10,000 | 9.49 USD | first after silence |
| 25 Aug 2015 | PURCHASE | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. | 7,000 | 12.81 USD | |
| 30 Jul 2015 | PURCHASE | BLACKROCK DEBT STRATEGIES FUND, INC. | 30,000 | 3.59 USD | |
| 30 Jun 2015 | PURCHASE | BLACKROCK FLOATING RATE INCOME TRUST | 6,000 | 12.89 USD | |
| 26 Jun 2015 | PURCHASE | BLACKROCK FLOATING RATE INCOME TRUST | 7,075 | 12.90 USD | |
| 16 Jan 2015 | PURCHASE | BLACKROCK FLOATING RATE INCOME TRUST | 7,000 | 12.87 USD | |
| 14 Jan 2015 | PURCHASE | BLACKROCK FLOATING RATE INCOME TRUST | 7,000 | 12.80 USD | |
| 13 Jun 2014 | PURCHASE | BlackRock Defined Opportunity Credit Trust | 3,650 | 13.66 USD | |
| 09 Oct 2013 | PURCHASE | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. | 7,000 | 14.41 USD | first after silence |
| 08 Oct 2012 | OTHER | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. | 6,156 | — | |
| 08 Oct 2012 | OTHER | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. | 3,871 | — | |
| 08 Oct 2012 | OTHER | Diversified Income Strategies Portfolio, Inc. | 8,500 | — | |