Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND | 12,723 | reported | 21 Dec 2009 | tx 25+50,200−35,778 |
| NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II | 10,000 | reported | 15 Nov 2007 | tx 6+14,500 |
| PIMCO STRATEGIC INCOME FUND, INC. | 0 | reported | 13 Jan 2012 | tx 6+5,000−250 |
| PCM FUND, INC. | 0 | reported | 06 Jan 2012 | tx 11+15,000−14,139 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 13 Jan 2012 | SALE | PIMCO STRATEGIC INCOME FUND, INC. | 1 | 11.23 USD | |
| 06 Jan 2012 | SALE | PCM FUND, INC. | 1,939 | 10.91 USD | |
| 06 Jan 2012 | SALE | PIMCO STRATEGIC INCOME FUND, INC. | 249 | 11.48 USD | |
| 21 Dec 2009 | SALE | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | 35,778 | 12.53 USD | |
| 28 Jun 2002 | PURCHASE | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | 10,000 | 14.83 USD | first after silence |
| 05 Oct 1994 | PURCHASE | PCM FUND, INC. | 2,500 | 11.88 USD | |
| 19 Apr 1994 | PURCHASE | PCM FUND, INC. | 500 | 12.25 USD | |
| 20 Apr 1994 | PURCHASE | PCM FUND, INC. | 2,500 | 12.25 USD | |
| 29 Sept 1994 | PURCHASE | PCM FUND, INC. | 2,500 | 12.00 USD | |
| 20 May 1994 | PURCHASE | PCM FUND, INC. | 2,500 | 12.00 USD | |
| 15 Feb 1994 | PURCHASE | PCM FUND, INC. | 2,000 | 12.50 USD | |
| 19 Jun 2002 | SALE | PCM FUND, INC. | 11,200 | 14.89 USD | |
| 17 Jun 2002 | SALE | PCM FUND, INC. | 600 | 15.14 USD | |
| 17 Jun 2002 | SALE | PCM FUND, INC. | 400 | 15.05 USD | |
| 19 May 2004 | PURCHASE | PCM FUND, INC. | 2,500 | 12.00 USD | |
| 15 Nov 2007 | PURCHASE | NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II | 2,100 | 12.95 USD | |
| 15 Nov 2007 | PURCHASE | NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II | 8,400 | 12.90 USD | |
| 15 Nov 2007 | PURCHASE | NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II | 2,400 | 12.94 USD | |
| 15 Nov 2007 | PURCHASE | NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II | 1,000 | 12.87 USD | |
| 15 Nov 2007 | PURCHASE | NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II | 100 | 12.93 USD | anomaly |
| 15 Nov 2007 | PURCHASE | NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II | 500 | 12.91 USD | |
| 16 Aug 2007 | PURCHASE | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | 200 | 13.93 USD | |
| 16 Aug 2007 | PURCHASE | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | 1,400 | 13.94 USD | |
| 16 Aug 2007 | PURCHASE | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | 3,500 | 14.00 USD | |
| 16 Aug 2007 | PURCHASE | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | 2,400 | 14.03 USD | first after silence |
3 purchases reported after at least 12 months of silence — most recent on 16 Aug 2007.