Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| KEATING CAPITAL INC | 19,200 | reported | 01 Sept 2016 | tx 4+19,200 |
| HIGH INCOME SECURITIES FUND | 5,652 | reported | 01 Nov 2021 | tx 2+5,652 |
| SPECIAL OPPORTUNITIES FUND, INC. | 0 | reported | 11 May 2021 | tx 24+18,512−7,568 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 01 Nov 2021 | EXERCISE | HIGH INCOME SECURITIES FUND | 3,977 | 8.36 USD | |
| 17 Sept 2021 | PURCHASE | HIGH INCOME SECURITIES FUND | 1,675 | 10.00 USD | first after silence |
| 11 May 2021 | EXERCISE | SPECIAL OPPORTUNITIES FUND, INC. | 771 | — | |
| 11 May 2021 | EXERCISE | SPECIAL OPPORTUNITIES FUND, INC. | 400 | — | deriv |
| 05 May 2021 | EXERCISE | SPECIAL OPPORTUNITIES FUND, INC. | 346 | — | |
| 05 May 2021 | EXERCISE | SPECIAL OPPORTUNITIES FUND, INC. | 180 | — | deriv |
| 26 Aug 2016 | EXERCISE | SPECIAL OPPORTUNITIES FUND, INC. | 180 | 0.00 USD | deriv |
| 08 Sept 2016 | EXERCISE | SPECIAL OPPORTUNITIES FUND, INC. | 400 | 25.00 USD | deriv |
| 26 Aug 2016 | EXERCISE | SPECIAL OPPORTUNITIES FUND, INC. | 400 | 0.00 USD | deriv |
| 08 Sept 2016 | EXERCISE | SPECIAL OPPORTUNITIES FUND, INC. | 180 | 25.00 USD | deriv |
| 01 Sept 2016 | PURCHASE | KEATING CAPITAL INC | 5,000 | 1.97 USD | |
| 05 Apr 2016 | PURCHASE | KEATING CAPITAL INC | 7,500 | 2.64 USD | |
| 01 Apr 2016 | PURCHASE | KEATING CAPITAL INC | 1,800 | 2.64 USD | |
| 01 Apr 2016 | PURCHASE | KEATING CAPITAL INC | 4,900 | 2.65 USD | |
| 08 Jun 2015 | SALE | SPECIAL OPPORTUNITIES FUND, INC. | 6,201 | 15.54 USD | |
| 08 Jun 2015 | PURCHASE | SPECIAL OPPORTUNITIES FUND, INC. | 6,201 | 15.54 USD | |
| 03 Jun 2015 | PURCHASE | SPECIAL OPPORTUNITIES FUND, INC. | 2,200 | 15.54 USD | |
| 02 Jun 2015 | PURCHASE | SPECIAL OPPORTUNITIES FUND, INC. | 1,000 | 15.50 USD | first after silence |
| 09 Jul 2012 | EXERCISE | SPECIAL OPPORTUNITIES FUND, INC. | 207 | 0.00 USD | deriv |
| 09 Jul 2012 | EXERCISE | SPECIAL OPPORTUNITIES FUND, INC. | 207 | 50.00 USD | deriv |
| 09 Jul 2012 | OTHER | SPECIAL OPPORTUNITIES FUND, INC. | 207 | 0.65 USD | deriv |
| 20 May 2011 | PURCHASE | SPECIAL OPPORTUNITIES FUND, INC. | 1,000 | 15.59 USD | |
| 19 May 2011 | PURCHASE | SPECIAL OPPORTUNITIES FUND, INC. | 1,000 | 15.59 USD | |
| 09 Dec 2010 | PURCHASE | SPECIAL OPPORTUNITIES FUND, INC. | 1,000 | 14.53 USD | |
| 16 Aug 2010 | PURCHASE | SPECIAL OPPORTUNITIES FUND, INC. | 200 | 13.31 USD |
2 purchases reported after at least 12 months of silence — most recent on 17 Sept 2021.