Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| COBIZ INC | 5,050 | reported | 29 Oct 2015 | tx 34+21,050−12,000 |
| Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | 1,500 | reported | 16 Sept 2013 | tx 1+1,500 |
| Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC | 1,035 | reported | 31 Dec 2003 | tx 3+1,035 |
| FLAHERTY & CRUMRINE TOTAL RETURN FUND INC | 1,000 | reported | 13 Jan 2004 | tx 1+1,000 |
| GIANT INDUSTRIES INC | 0 | reported | 31 May 2007 | tx 5−45,831 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 29 Oct 2015 | EXERCISE | COBIZ INC | 1,000 | 9.56 USD | |
| 29 Oct 2015 | EXERCISE | COBIZ INC | 1,000 | 11.08 USD | |
| 29 Oct 2015 | SALE | COBIZ INC | 1,000 | 13.01 USD | |
| 29 Oct 2015 | EXERCISE | COBIZ INC | 1,000 | 7.22 USD | |
| 29 Oct 2015 | SALE | COBIZ INC | 1,000 | 13.01 USD | |
| 29 Oct 2015 | EXERCISE | COBIZ INC | 1,000 | 7.54 USD | |
| 29 Oct 2015 | SALE | COBIZ INC | 1,000 | 13.01 USD | |
| 29 Oct 2015 | SALE | COBIZ INC | 1,000 | 13.01 USD | |
| 29 Oct 2015 | EXERCISE | COBIZ INC | 1,000 | 0.00 USD | deriv |
| 29 Oct 2015 | EXERCISE | COBIZ INC | 1,000 | 0.00 USD | deriv |
| 29 Oct 2015 | EXERCISE | COBIZ INC | 1,000 | 0.00 USD | deriv |
| 29 Oct 2015 | EXERCISE | COBIZ INC | 1,000 | 0.00 USD | deriv |
| 11 May 2015 | EXERCISE | COBIZ INC | 1,000 | 11.26 USD | |
| 11 May 2015 | SALE | COBIZ INC | 1,000 | 11.72 USD | |
| 11 May 2015 | EXERCISE | COBIZ INC | 1,000 | 0.00 USD | deriv |
| 15 Apr 2015 | GRANT_AWARD | COBIZ INC | 1,000 | 0.00 USD | deriv |
| 26 Jan 2015 | PURCHASE | COBIZ INC | 1,000 | 11.54 USD | first after silence |
| 15 May 2014 | GRANT_AWARD | COBIZ INC | 1,000 | 0.00 USD | deriv |
| 04 Dec 2013 | EXERCISE | COBIZ INC | 1,000 | 6.02 USD | |
| 04 Dec 2013 | EXERCISE | COBIZ INC | 1,000 | 6.62 USD | |
| 04 Dec 2013 | EXERCISE | COBIZ INC | 1,000 | 0.00 USD | deriv |
| 04 Dec 2013 | EXERCISE | COBIZ INC | 1,000 | 0.00 USD | deriv |
| 16 Sept 2013 | PURCHASE | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | 1,500 | 20.08 USD | first after silence |
| 15 May 2013 | GRANT_AWARD | COBIZ INC | 1,000 | 0.00 USD | deriv |
| 17 May 2012 | GRANT_AWARD | COBIZ INC | 1,000 | 0.00 USD | deriv |
4 purchases reported after at least 12 months of silence — most recent on 26 Jan 2015.