Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| IGI INC | 119,849 | reported | 23 May 2019 | tx 25+2,459,061−243,651 |
| Pfenex Inc. | 0 | reported | 01 Oct 2020 | tx 10+89,000−89,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 01 Oct 2020 | TENDER | Pfenex Inc. | 10,000 | — | |
| 01 Oct 2020 | TENDER | Pfenex Inc. | 18,000 | — | deriv |
| 01 Oct 2020 | TENDER | Pfenex Inc. | 18,000 | — | deriv |
| 01 Oct 2020 | TENDER | Pfenex Inc. | 25,000 | — | deriv |
| 01 Oct 2020 | TENDER | Pfenex Inc. | 18,000 | — | deriv |
| 08 May 2020 | GRANT_AWARD | Pfenex Inc. | 18,000 | 0.00 USD | deriv |
| 23 May 2019 | PURCHASE | IGI INC | 25,000 | 0.69 USD | first after silence |
| 09 May 2019 | GRANT_AWARD | Pfenex Inc. | 18,000 | 0.00 USD | deriv |
| 19 Feb 2019 | GRANT_AWARD | IGI INC | 466,274 | 0.00 USD | deriv |
| 04 Sept 2018 | SALE | IGI INC | 100 | 4.01 USD | |
| 04 Sept 2018 | SALE | IGI INC | 52,700 | 4.00 USD | |
| 09 May 2018 | GRANT_AWARD | Pfenex Inc. | 18,000 | 0.00 USD | deriv |
| 22 Mar 2018 | GRANT_AWARD | IGI INC | 66,406 | 0.00 USD | deriv |
| 22 Mar 2018 | GRANT_AWARD | IGI INC | 33,203 | 0.00 USD | deriv |
| 20 Dec 2017 | GIFT | IGI INC | 39,975 | 0.00 USD | |
| 12 Jun 2017 | PURCHASE | Pfenex Inc. | 10,000 | 4.51 USD | first after silence |
| 05 May 2017 | GRANT_AWARD | Pfenex Inc. | 25,000 | 0.00 USD | deriv |
| 03 Feb 2017 | GRANT_AWARD | IGI INC | 26,564 | 0.00 USD | deriv |
| 03 Feb 2017 | GRANT_AWARD | IGI INC | 54,453 | 0.00 USD | deriv |
| 11 Mar 2016 | PURCHASE | IGI INC | 10,500 | 4.82 USD | first after silence |
| 26 Jan 2016 | GRANT_AWARD | IGI INC | 56,274 | 0.00 USD | deriv |
| 26 Jan 2016 | GRANT_AWARD | IGI INC | 28,137 | 0.00 USD | deriv |
| 01 Sept 2015 | SALE | IGI INC | 84,048 | 7.94 USD | |
| 11 Feb 2015 | GRANT_AWARD | IGI INC | 180,000 | 0.00 USD | deriv |
| 11 Feb 2015 | GRANT_AWARD | IGI INC | 21,250 | 0.00 USD | deriv |
3 purchases reported after at least 12 months of silence — most recent on 23 May 2019.