Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Duff & Phelps Corp | 732,425 | reported | 23 Apr 2013 | tx 56+2,797,894−2,661,408 |
| Focus Financial Partners Inc. | 9,341 | reported | 07 Dec 2020 | tx 6+92,284 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 07 Dec 2020 | GRANT_AWARD | Focus Financial Partners Inc. | 951 | 0.00 USD | deriv |
| 07 Dec 2020 | GRANT_AWARD | Focus Financial Partners Inc. | 9,341 | 0.00 USD | deriv |
| 11 Dec 2019 | GRANT_AWARD | Focus Financial Partners Inc. | 23,910 | 0.00 USD | deriv |
| 18 Dec 2018 | GRANT_AWARD | Focus Financial Partners Inc. | 20,507 | 0.00 USD | deriv |
| 30 Jul 2018 | PURCHASE | Focus Financial Partners Inc. | 7,575 | 33.00 USD | first after silence |
| 30 Jul 2018 | GRANT_AWARD | Focus Financial Partners Inc. | 30,000 | 0.00 USD | deriv |
| 23 Apr 2013 | OTHER | Duff & Phelps Corp | 2,046 | 15.55 USD | |
| 23 Apr 2013 | OTHER | Duff & Phelps Corp | 192,982 | 15.55 USD | |
| 23 Apr 2013 | OTHER | Duff & Phelps Corp | 59,725 | 0.00 USD | |
| 23 Apr 2013 | OTHER | Duff & Phelps Corp | 732,425 | 15.55 USD | |
| 10 Mar 2013 | TAX_WITHHOLDING | Duff & Phelps Corp | 6,440 | 15.51 USD | |
| 02 Mar 2013 | TAX_WITHHOLDING | Duff & Phelps Corp | 4,728 | 15.55 USD | |
| 01 Mar 2013 | TAX_WITHHOLDING | Duff & Phelps Corp | 5,409 | 15.55 USD | |
| 31 Dec 2012 | EXERCISE | Duff & Phelps Corp | 2,046 | — | |
| 31 Dec 2012 | EXERCISE | Duff & Phelps Corp | 483,491 | — | |
| 31 Dec 2012 | EXERCISE | Duff & Phelps Corp | 192,982 | — | |
| 31 Dec 2012 | EXERCISE | Duff & Phelps Corp | 192,982 | — | deriv |
| 31 Dec 2012 | EXERCISE | Duff & Phelps Corp | 2,046 | — | deriv |
| 31 Dec 2012 | EXERCISE | Duff & Phelps Corp | 483,491 | — | deriv |
| 10 Sept 2012 | SALE | Duff & Phelps Corp | 190 | 13.25 USD | |
| 10 Sept 2012 | EXERCISE | Duff & Phelps Corp | 190 | — | |
| 10 Sept 2012 | EXERCISE | Duff & Phelps Corp | 190 | — | deriv |
| 09 Aug 2012 | EXERCISE | Duff & Phelps Corp | 4,102 | — | |
| 09 Aug 2012 | SALE | Duff & Phelps Corp | 4,102 | 13.25 USD | |
| 09 Aug 2012 | EXERCISE | Duff & Phelps Corp | 4,102 | — | deriv |
2 purchases reported after at least 12 months of silence — most recent on 30 Jul 2018.