Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| BlackRock Kelso Capital CORP | 5,974,419 | reported | 12 Oct 2009 | tx 1−19,817 |
| NEUROLOGIX INC/DE | 694,444 | reported | 06 Dec 2010 | tx 11+2,199,928−230,184 |
| DOUGLAS DYNAMICS, INC | 466,188 | reported | 20 May 2011 | tx 3−1,644,472 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 20 May 2011 | SALE | DOUGLAS DYNAMICS, INC | 916,851 | 14.20 USD | |
| 06 Dec 2010 | PURCHASE | NEUROLOGIX INC/DE | 694,444 | — | derivfirst after silence |
| 14 May 2010 | SALE | DOUGLAS DYNAMICS, INC | 218,286 | 10.49 USD | |
| 10 May 2010 | SALE | DOUGLAS DYNAMICS, INC | 509,335 | 10.49 USD | |
| 12 Oct 2009 | SALE | BlackRock Kelso Capital CORP | 19,817 | 8.00 USD | |
| 19 Nov 2007 | OTHER | NEUROLOGIX INC/DE | 7,034 | — | deriv |
| 19 Nov 2007 | CONVERSION | NEUROLOGIX INC/DE | 93,940 | — | deriv |
| 19 Nov 2007 | CONVERSION | NEUROLOGIX INC/DE | 163,470 | — | deriv |
| 19 Nov 2007 | PURCHASE | NEUROLOGIX INC/DE | 142,857 | 35.00 USD | deriv |
| 19 Nov 2007 | PURCHASE | NEUROLOGIX INC/DE | 1,077,586 | — | deriv |
| 19 Nov 2007 | CONVERSION | NEUROLOGIX INC/DE | 230,184 | 0.00 USD | deriv |
| 01 Sept 2007 | OTHER | NEUROLOGIX INC/DE | 6,919 | — | deriv |
| 01 Mar 2007 | OTHER | NEUROLOGIX INC/DE | 9,041 | — | deriv |
| 01 Sept 2006 | OTHER | NEUROLOGIX INC/DE | 3,886 | — | deriv |
| 01 Jun 2006 | OTHER | NEUROLOGIX INC/DE | 751 | — | deriv |
1 purchase reported after at least 12 months of silence — most recent on 06 Dec 2010.