Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| ALLIANCE NEW YORK MUNICIPAL INCOME FUND | 317,116 | reported | 05 May 2015 | tx 3+7,557 |
| Dividend Capital Realty Income Allocation Fund | 209,993 | reported | 01 Aug 2016 | tx 1+17,105 |
| KOREA EQUITY FUND INC | 35,914 | reported | 24 Apr 2017 | tx 4+20,000 |
| Firsthand Technology Value Fund, Inc. | 14,150 | reported | 02 Dec 2014 | tx 2−7,949 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 24 Apr 2017 | PURCHASE | KOREA EQUITY FUND INC | 9,672 | 8.78 USD | |
| 24 Apr 2017 | PURCHASE | KOREA EQUITY FUND INC | 328 | 8.78 USD | |
| 18 Apr 2017 | PURCHASE | KOREA EQUITY FUND INC | 328 | 8.61 USD | |
| 18 Apr 2017 | PURCHASE | KOREA EQUITY FUND INC | 9,672 | 8.61 USD | |
| 01 Aug 2016 | PURCHASE | Dividend Capital Realty Income Allocation Fund | 17,105 | 4.60 USD | first after silence |
| 05 May 2015 | PURCHASE | ALLIANCE NEW YORK MUNICIPAL INCOME FUND | 2,507 | 13.82 USD | |
| 16 Mar 2015 | PURCHASE | ALLIANCE NEW YORK MUNICIPAL INCOME FUND | 2,542 | 13.71 USD | |
| 17 Mar 2015 | PURCHASE | ALLIANCE NEW YORK MUNICIPAL INCOME FUND | 2,508 | 13.72 USD | |
| 02 Dec 2014 | SALE | Firsthand Technology Value Fund, Inc. | 124 | 22.66 USD | |
| 02 Dec 2014 | SALE | Firsthand Technology Value Fund, Inc. | 7,825 | 22.66 USD |
1 purchase reported after at least 12 months of silence — most recent on 01 Aug 2016.