FRIEDRICH ROMAN III

USNatural personDirector

Transactions

Issuers

Buys / Sells

21/3

Last tx

07 May 2019

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Insider

FRIEDRICH ROMAN III

USNatural personDirector

Transactions

Issuers

Buys / Sells

21/3

Last tx

07 May 2019

Behaviour

2 purchases reported after at least 12 months of silence — most recent on 25 Aug 2016.

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	5,075.44	reported	07 May 2019	tx 11+4,462
Guggenheim Credit Allocation Fund	3,057	reported	07 May 2019	tx 5+3,057
Guggenheim Build America Bonds Managed Duration Trust	0	reported	26 Dec 2013	tx 3+710
DREMAN CLAYMORE DIVIDEND & INCOME FUND	0	reported	26 Dec 2013	tx 3+300−147
Fiduciary/Claymore MLP Opportunity Fund	0	reported	26 Dec 2013	tx 3+540−282

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
07 May 2019	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	1,090	20.17 USD
07 May 2019	PURCHASE	Guggenheim Credit Allocation Fund	1,060	20.60 USD
19 Mar 2019	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	158	19.65 USD
07 Mar 2019	PURCHASE	Guggenheim Credit Allocation Fund	1,095	21.20 USD
06 Sept 2018	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	150	22.19 USD
17 Jul 2018	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	850	21.35 USD
29 Mar 2018	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	740	20.20 USD
28 Nov 2017	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	135	21.64 USD
20 Jul 2017	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	500	21.07 USD
25 Aug 2016	PURCHASE	Guggenheim Credit Allocation Fund	452	22.10 USD	first after silence
28 Aug 2014	PURCHASE	Guggenheim Credit Allocation Fund	250	24.27 USD
26 Dec 2013	SALE	Fiduciary/Claymore MLP Opportunity Fund	282	25.30 USD
26 Dec 2013	SALE	DREMAN CLAYMORE DIVIDEND & INCOME FUND	147	18.47 USD
23 Feb 2012	PURCHASE	Guggenheim Build America Bonds Managed Duration Trust	140	21.93 USD
26 Dec 2013	SALE	Guggenheim Build America Bonds Managed Duration Trust	355	19.66 USD
25 Nov 2013	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	100	21.48 USD
03 Sept 2013	PURCHASE	Guggenheim Credit Allocation Fund	200	23.73 USD
24 Jun 2013	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	234	21.31 USD
16 Apr 2013	PURCHASE	Fiduciary/Claymore MLP Opportunity Fund	270	25.81 USD
27 Dec 2012	PURCHASE	Guggenheim Build America Bonds Managed Duration Trust	215	22.72 USD
27 Dec 2012	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	225	21.10 USD
21 Dec 2012	PURCHASE	DREMAN CLAYMORE DIVIDEND & INCOME FUND	100	17.16 USD
02 Dec 2005	PURCHASE	DREMAN CLAYMORE DIVIDEND & INCOME FUND	200	18.30 USD
04 Apr 2011	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	280	21.04 USD	first after silence

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	5,075.44	reported	07 May 2019	tx 11+4,462
Guggenheim Credit Allocation Fund	3,057	reported	07 May 2019	tx 5+3,057
Guggenheim Build America Bonds Managed Duration Trust	0	reported	26 Dec 2013	tx 3+710
DREMAN CLAYMORE DIVIDEND & INCOME FUND	0	reported	26 Dec 2013	tx 3+300−147
Fiduciary/Claymore MLP Opportunity Fund	0	reported	26 Dec 2013	tx 3+540−282

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
07 May 2019	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	1,090	20.17 USD
07 May 2019	PURCHASE	Guggenheim Credit Allocation Fund	1,060	20.60 USD
19 Mar 2019	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	158	19.65 USD
07 Mar 2019	PURCHASE	Guggenheim Credit Allocation Fund	1,095	21.20 USD
06 Sept 2018	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	150	22.19 USD
17 Jul 2018	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	850	21.35 USD
29 Mar 2018	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	740	20.20 USD
28 Nov 2017	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	135	21.64 USD
20 Jul 2017	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	500	21.07 USD
25 Aug 2016	PURCHASE	Guggenheim Credit Allocation Fund	452	22.10 USD	first after silence
28 Aug 2014	PURCHASE	Guggenheim Credit Allocation Fund	250	24.27 USD
26 Dec 2013	SALE	Fiduciary/Claymore MLP Opportunity Fund	282	25.30 USD
26 Dec 2013	SALE	DREMAN CLAYMORE DIVIDEND & INCOME FUND	147	18.47 USD
23 Feb 2012	PURCHASE	Guggenheim Build America Bonds Managed Duration Trust	140	21.93 USD
26 Dec 2013	SALE	Guggenheim Build America Bonds Managed Duration Trust	355	19.66 USD
25 Nov 2013	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	100	21.48 USD
03 Sept 2013	PURCHASE	Guggenheim Credit Allocation Fund	200	23.73 USD
24 Jun 2013	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	234	21.31 USD
16 Apr 2013	PURCHASE	Fiduciary/Claymore MLP Opportunity Fund	270	25.81 USD
27 Dec 2012	PURCHASE	Guggenheim Build America Bonds Managed Duration Trust	215	22.72 USD
27 Dec 2012	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	225	21.10 USD
21 Dec 2012	PURCHASE	DREMAN CLAYMORE DIVIDEND & INCOME FUND	100	17.16 USD
02 Dec 2005	PURCHASE	DREMAN CLAYMORE DIVIDEND & INCOME FUND	200	18.30 USD
04 Apr 2011	PURCHASE	GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	280	21.04 USD	first after silence