Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Fifth Street Asset Management Inc. | 141,241 | reported | 17 Oct 2017 | tx 13+919,062−275,835 |
| Advanced Flower Capital Inc. | 16,196 | reported | 20 Nov 2025 | tx 6+15,211 |
| MORGAN STANLEY | 15,870 | reported | 23 Dec 2003 | tx 4+78,457−547 |
| Sunrise Realty Trust, Inc. | 10,906.54 | reported | 19 Feb 2026 | tx 6+7,509.06 |
| Fifth Street Senior Floating Rate Corp. | 3,000 | reported | 11 Dec 2014 | tx 2+3,000 |
| Oaktree Specialty Lending Corp | 1,000 | reported | 21 Sept 2011 | tx 2+10,000 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 19 Feb 2026 | GRANT_AWARD | Sunrise Realty Trust, Inc. | 1,071 | 9.34 USD | |
| 15 Jul 2025 | PURCHASE | Sunrise Realty Trust, Inc. | 124.55 | 10.97 USD | |
| 15 Apr 2025 | PURCHASE | Sunrise Realty Trust, Inc. | 152.51 | 8.66 USD | |
| 20 Nov 2025 | GRANT_AWARD | Advanced Flower Capital Inc. | 5,474 | 2.74 USD | |
| 07 Mar 2025 | PURCHASE | Sunrise Realty Trust, Inc. | 4,400 | 11.30 USD | |
| 25 Feb 2025 | GRANT_AWARD | Advanced Flower Capital Inc. | 1,792 | 8.37 USD | |
| 19 Dec 2024 | GRANT_AWARD | Sunrise Realty Trust, Inc. | 761 | 13.15 USD | |
| 10 Jul 2024 | PURCHASE | Sunrise Realty Trust, Inc. | 1,000 | 10.90 USD | first after silence |
| 24 Jan 2024 | GRANT_AWARD | Advanced Flower Capital Inc. | 1,282 | 11.70 USD | |
| 03 Jan 2023 | GRANT_AWARD | Advanced Flower Capital Inc. | 963 | 15.57 USD | |
| 11 Jan 2022 | GRANT_AWARD | Advanced Flower Capital Inc. | 5,000 | 0.00 USD | deriv |
| 23 Mar 2021 | GRANT_AWARD | Advanced Flower Capital Inc. | 700 | 0.00 USD | deriv |
| 17 Oct 2017 | TAX_WITHHOLDING | Fifth Street Asset Management Inc. | 35,685 | 3.95 USD | |
| 17 Oct 2017 | EXERCISE | Fifth Street Asset Management Inc. | 76,366 | — | |
| 17 Oct 2017 | EXERCISE | Fifth Street Asset Management Inc. | 76,366 | 0.00 USD | deriv |
| 03 Oct 2017 | EXERCISE | Fifth Street Asset Management Inc. | 52,317 | — | |
| 16 Oct 2017 | EXERCISE | Fifth Street Asset Management Inc. | 72,700 | — | |
| 03 Oct 2017 | TAX_WITHHOLDING | Fifth Street Asset Management Inc. | 24,457 | 3.90 USD | |
| 16 Oct 2017 | EXERCISE | Fifth Street Asset Management Inc. | 72,700 | 0.00 USD | deriv |
| 03 Oct 2017 | EXERCISE | Fifth Street Asset Management Inc. | 52,317 | 0.00 USD | deriv |
| 12 Jan 2017 | GRANT_AWARD | Fifth Street Asset Management Inc. | 76,336 | 0.00 USD | deriv |
| 11 Dec 2014 | PURCHASE | Fifth Street Senior Floating Rate Corp. | 2,000 | 10.04 USD | first after silence |
| 04 Nov 2014 | OTHER | Fifth Street Asset Management Inc. | 14,310 | — | deriv |
| 29 Oct 2014 | OTHER | Fifth Street Asset Management Inc. | 119,250 | — | deriv |
| 29 Oct 2014 | GRANT_AWARD | Fifth Street Asset Management Inc. | 80,145 | 0.00 USD | deriv |
3 purchases reported after at least 12 months of silence — most recent on 10 Jul 2024.