FLEMING SCOTT T

USOfficer

Transactions

Issuers

Buys / Sells

20/0

Last tx

14 Dec 2023

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Insider

FLEMING SCOTT T

USOfficer

Transactions

Issuers

Buys / Sells

20/0

Last tx

14 Dec 2023

Behaviour

5 purchases reported after at least 12 months of silence — most recent on 21 Nov 2023.

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
First Trust Intermediate Duration Preferred & Income Fund	35,000	reported	14 Dec 2023	tx 19+82,950−450
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND	2,000	reported	19 Dec 2007	tx 2+2,000

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
14 Dec 2023	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	15,000	16.47 USD
21 Nov 2023	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	17,500	17.56 USD	first after silence
05 Oct 2022	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	7,500	16.48 USD
15 Sept 2022	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	7,500	18.05 USD	first after silence
23 Mar 2020	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	7,500	13.15 USD
12 Mar 2020	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	2,500	19.13 USD	first after silence
17 Dec 2018	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	2,500	18.74 USD
13 Dec 2018	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	2,500	19.52 USD
08 Jun 2018	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	5,000	21.88 USD	first after silence
18 Jan 2018	OTHER	First Trust Intermediate Duration Preferred & Income Fund	450	—
10 Nov 2016	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	225	21.48 USD
22 Sept 2016	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	225	23.19 USD
03 Dec 2015	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	5,000	21.68 USD
11 Mar 2015	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	3,300	22.44 USD
11 Mar 2015	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	1,700	22.44 USD
15 Oct 2014	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	2,083	21.24 USD
15 Oct 2014	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	400	21.24 USD
15 Oct 2014	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	17	21.24 USD	anomaly
23 Sept 2014	PURCHASE	First Trust Intermediate Duration Preferred & Income Fund	2,500	21.62 USD	first after silence
19 Dec 2007	PURCHASE	FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND	1,000	13.52 USD
06 Dec 2007	PURCHASE	FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND	1,000	14.07 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
First Trust Intermediate Duration Preferred & Income Fund	35,000	reported	14 Dec 2023	tx 19+82,950−450
FIRST TRUST TAX-ADVANTAGED PREFERRED INCOME FUND	2,000	reported	19 Dec 2007	tx 2+2,000