Flax Samuel Allan

USNatural personSenior VP

Transactions

204

Issuers

Buys / Sells

4/112

Last tx

03 Jan 2017

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Insider

Flax Samuel Allan

USNatural personSenior VP

Transactions

204

Issuers

Buys / Sells

4/112

Last tx

03 Jan 2017

Behaviour

1 purchase reported after at least 12 months of silence — most recent on 08 May 2014.

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
AGNC Investment Corp.	4,950	reported	13 Nov 2012	tx 2+4,950
American Capital Mortgage Investment Corp.	2,500	reported	13 Nov 2012	tx 1+2,500
American Capital Senior Floating, Ltd.	2,000	reported	08 May 2014	tx 1+2,000
AMERICAN CAPITAL STRATEGIES LTD	0	reported	03 Jan 2017	tx 203+5,630,350.1−6,173,235

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	4,461	—
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	4,766	—
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	353,807	—
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	204,519	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	157,252	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	89,957	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	390,173	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	220,349	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	194,722	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	167,391	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	390,173	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	390,173	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	220,349	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	220,349	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	51,132	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	390,173	—	deriv
11 Nov 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	1,013	14.25 USD
27 Oct 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	430	12.65 USD
13 Oct 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	2,187	12.52 USD
29 Sept 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	341	12.33 USD
11 Sept 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	1,013	13.51 USD
27 Aug 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	317	13.54 USD
21 Aug 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	813	13.89 USD
28 Jul 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	2,820	12.98 USD
13 Jul 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	1,013	13.64 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
AGNC Investment Corp.	4,950	reported	13 Nov 2012	tx 2+4,950
American Capital Mortgage Investment Corp.	2,500	reported	13 Nov 2012	tx 1+2,500
American Capital Senior Floating, Ltd.	2,000	reported	08 May 2014	tx 1+2,000
AMERICAN CAPITAL STRATEGIES LTD	0	reported	03 Jan 2017	tx 203+5,630,350.1−6,173,235

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	4,461	—
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	4,766	—
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	353,807	—
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	204,519	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	157,252	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	89,957	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	390,173	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	220,349	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	194,722	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	167,391	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	390,173	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	390,173	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	220,349	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	220,349	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	51,132	—	deriv
03 Jan 2017	OTHER	AMERICAN CAPITAL STRATEGIES LTD	390,173	—	deriv
11 Nov 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	1,013	14.25 USD
27 Oct 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	430	12.65 USD
13 Oct 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	2,187	12.52 USD
29 Sept 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	341	12.33 USD
11 Sept 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	1,013	13.51 USD
27 Aug 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	317	13.54 USD
21 Aug 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	813	13.89 USD
28 Jul 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	2,820	12.98 USD
13 Jul 2015	SALE	AMERICAN CAPITAL STRATEGIES LTD	1,013	13.64 USD