Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| SANTARUS INC | 1,656,012 | reported | 06 Apr 2004 | tx 7+2,818,667−8,097,068 |
| CORGENTECH INC | 10,000 | reported | 09 May 2008 | tx 45+12,183,228−4,976,741 |
| Hercules Capital, Inc. | 7,855 | reported | 31 Dec 2015 | tx 4+17,855 |
| Auspex Pharmaceuticals, Inc. | 0 | reported | 05 May 2015 | tx 6+2,770,589−13,738,239 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 31 Dec 2015 | GRANT_AWARD | Hercules Capital, Inc. | 2,050 | 12.19 USD | |
| 30 Sept 2015 | GRANT_AWARD | Hercules Capital, Inc. | 2,472 | 10.11 USD | |
| 07 Jul 2015 | GRANT_AWARD | Hercules Capital, Inc. | 3,333 | 11.44 USD | |
| 07 Jul 2015 | GRANT_AWARD | Hercules Capital, Inc. | 10,000 | 0.00 USD | deriv |
| 05 May 2015 | TENDER | Auspex Pharmaceuticals, Inc. | 2,500,589 | — | |
| 28 Jan 2015 | SALE | Auspex Pharmaceuticals, Inc. | 270,000 | 53.11 USD | |
| 10 Feb 2014 | CONVERSION | Auspex Pharmaceuticals, Inc. | 2,437,255 | 0.00 USD | |
| 10 Feb 2014 | PURCHASE | Auspex Pharmaceuticals, Inc. | 333,334 | 12.00 USD | |
| 10 Feb 2014 | CONVERSION | Auspex Pharmaceuticals, Inc. | 2,266,952 | 0.00 USD | deriv |
| 10 Feb 2014 | CONVERSION | Auspex Pharmaceuticals, Inc. | 8,700,698 | 0.00 USD | deriv |
| 09 May 2008 | GRANT_AWARD | CORGENTECH INC | 10,000 | 0.00 USD | deriv |
| 31 May 2007 | GRANT_AWARD | CORGENTECH INC | 10,000 | 0.00 USD | deriv |
| 22 Jun 2006 | GRANT_AWARD | CORGENTECH INC | 10,000 | 0.00 USD | deriv |
| 06 Apr 2004 | CONVERSION | SANTARUS INC | 1,656,012 | 0.00 USD | |
| 06 Apr 2004 | CONVERSION | SANTARUS INC | 896,176 | 0.00 USD | |
| 06 Apr 2004 | CONVERSION | SANTARUS INC | 241,479 | 0.00 USD | |
| 06 Apr 2004 | CONVERSION | SANTARUS INC | 4,115,226 | 0.00 USD | deriv |
| 06 Apr 2004 | CONVERSION | SANTARUS INC | 3,136,655 | 0.00 USD | deriv |
| 06 Apr 2004 | CONVERSION | SANTARUS INC | 845,187 | 0.00 USD | deriv |
| 01 Apr 2004 | GRANT_AWARD | SANTARUS INC | 25,000 | 0.00 USD | deriv |
| 18 Feb 2004 | CONVERSION | CORGENTECH INC | 3,680,369 | 0.00 USD | |
| 18 Feb 2004 | CONVERSION | CORGENTECH INC | 492,559 | 0.00 USD | |
| 18 Feb 2004 | CONVERSION | CORGENTECH INC | 71,296 | 0.00 USD | |
| 18 Feb 2004 | CONVERSION | CORGENTECH INC | 248,680 | 0.00 USD | |
| 18 Feb 2004 | CONVERSION | CORGENTECH INC | 27,759 | 0.00 USD |