Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Financial Engines, Inc. | 1,767,203 | reported | 10 Nov 2010 | tx 30+4,060,688−5,359,778 |
| ATHEROS COMMUNICATIONS INC | 0 | reported | 18 Feb 2004 | tx 15+5,981,619−7,875,494 |
| ShoreTel Inc | 0 | reported | 09 Jul 2009 | tx 14+5,925,421−5,925,421 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 10 Nov 2010 | OTHER | Financial Engines, Inc. | 76,563 | — | |
| 10 Nov 2010 | OTHER | Financial Engines, Inc. | 500,000 | — | |
| 10 Nov 2010 | OTHER | Financial Engines, Inc. | 229,690 | — | |
| 10 Nov 2010 | OTHER | Financial Engines, Inc. | 500,000 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 52,787 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 54,145 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 11,771 | — | |
| 19 Mar 2010 | OTHER | Financial Engines, Inc. | 716 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 1,442,447 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 475,080 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 487,305 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 105,924 | — | |
| 19 Mar 2010 | OTHER | Financial Engines, Inc. | 6,447 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 32,467 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 1,198,503 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 866 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 31,959 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 160,271 | — | |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 32,467 | 0.00 USD | deriv |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 866 | 0.00 USD | deriv |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 160,271 | 0.00 USD | deriv |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 1,442,447 | 0.00 USD | deriv |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 52,787 | 0.00 USD | deriv |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 475,080 | 0.00 USD | deriv |
| 19 Mar 2010 | CONVERSION | Financial Engines, Inc. | 54,145 | 0.00 USD | deriv |