Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| NewStar Financial, Inc. | 0 | reported | 22 Dec 2017 | tx 27+160,592−160,592 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 22 Dec 2017 | OTHER | NewStar Financial, Inc. | 99,892 | — | |
| 22 Dec 2017 | OTHER | NewStar Financial, Inc. | 10,000 | — | deriv |
| 16 May 2017 | GRANT_AWARD | NewStar Financial, Inc. | 10,309 | 0.00 USD | |
| 10 May 2017 | EXERCISE | NewStar Financial, Inc. | 15,000 | 8.28 USD | |
| 10 May 2017 | TAX_WITHHOLDING |
| NewStar Financial, Inc. |
| 12,648 |
| 9.82 USD |
| 10 May 2017 | EXERCISE | NewStar Financial, Inc. | 15,000 | 0.00 USD | deriv |
| 12 May 2016 | GRANT_AWARD | NewStar Financial, Inc. | 13,458 | 0.00 USD |
| 12 May 2016 | EXERCISE | NewStar Financial, Inc. | 15,000 | 2.20 USD |
| 12 May 2016 | TAX_WITHHOLDING | NewStar Financial, Inc. | 4,521 | 7.30 USD |
| 12 May 2016 | EXERCISE | NewStar Financial, Inc. | 15,000 | 0.00 USD | deriv |
| 01 Feb 2016 | EXERCISE | NewStar Financial, Inc. | 2,500 | 2.86 USD |
| 01 Feb 2016 | TAX_WITHHOLDING | NewStar Financial, Inc. | 1,031 | 6.94 USD |
| 01 Feb 2016 | EXERCISE | NewStar Financial, Inc. | 2,500 | 0.00 USD | deriv |
| 12 May 2015 | GRANT_AWARD | NewStar Financial, Inc. | 9,337 | 0.00 USD |
| 20 May 2014 | GRANT_AWARD | NewStar Financial, Inc. | 7,936 | 0.00 USD |
| 07 May 2013 | GRANT_AWARD | NewStar Financial, Inc. | 8,250 | 0.00 USD |
| 09 May 2012 | GRANT_AWARD | NewStar Financial, Inc. | 8,857 | 0.00 USD |
| 11 May 2011 | GRANT_AWARD | NewStar Financial, Inc. | 4,945 | 0.00 USD |
| 11 May 2011 | GRANT_AWARD | NewStar Financial, Inc. | 10,000 | 0.00 USD | deriv |
| 12 May 2010 | GRANT_AWARD | NewStar Financial, Inc. | 5,000 | 0.00 USD |
| 12 May 2010 | GRANT_AWARD | NewStar Financial, Inc. | 15,000 | 0.00 USD | deriv |
| 13 May 2009 | GRANT_AWARD | NewStar Financial, Inc. | 5,000 | 0.00 USD |
| 13 May 2009 | GRANT_AWARD | NewStar Financial, Inc. | 15,000 | 0.00 USD | deriv |
| 04 Feb 2009 | GRANT_AWARD | NewStar Financial, Inc. | 2,500 | 0.00 USD |
| 04 Feb 2009 | GRANT_AWARD | NewStar Financial, Inc. | 2,500 | 0.00 USD | deriv |