ETTINGER ROBERT M

USNatural personPresident

Transactions

Issuers

Buys / Sells

42/0

Last tx

30 Nov 2015

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Insider

ETTINGER ROBERT M

USNatural personPresident

Transactions

Issuers

Buys / Sells

42/0

Last tx

30 Nov 2015

Behaviour

4 purchases reported after at least 12 months of silence — most recent on 16 Aug 2013.

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	64,147.76	reported	30 Nov 2015	tx 9+34,176.513−7,000
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC	44,893.67	reported	30 Nov 2015	tx 24+36,800−7,000
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	42,011.1	reported	30 Nov 2015	tx 12+37,758
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC	13,625.52	reported	30 Nov 2015	tx 4+13,000−9,200
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC	5,977.2	reported	30 Nov 2015	tx 5+14,309−8,000

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
30 Nov 2015	OTHER	FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC	0	0.00 USD
30 Nov 2015	OTHER	Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC	0	0.00 USD
30 Nov 2015	OTHER	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	0	0.00 USD
30 Nov 2015	OTHER	FLAHERTY & CRUMRINE TOTAL RETURN FUND INC	0	0.00 USD
30 Nov 2015	OTHER	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	0	0.00 USD
29 Jun 2015	PURCHASE	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	15,000	18.35 USD
22 Jun 2015	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	13,658	21.88 USD
16 Sept 2014	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	3,000	22.85 USD
16 Sept 2014	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	1,500	22.84 USD
10 Mar 2014	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	3,790	21.82 USD
10 Mar 2014	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	600	21.81 USD
10 Mar 2014	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	2,210	21.83 USD
20 Nov 2013	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	3,000	19.94 USD
20 Nov 2013	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	2,300	19.92 USD
20 Nov 2013	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	2,400	19.95 USD
20 Nov 2013	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	300	19.91 USD
16 Aug 2013	PURCHASE	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	5,000	20.90 USD	first after silence
28 Dec 2012	GIFT	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	7,000	19.03 USD
28 Dec 2012	GIFT	Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC	9,200	10.97 USD
28 Dec 2012	GIFT	FLAHERTY & CRUMRINE TOTAL RETURN FUND INC	7,000	19.82 USD
28 Dec 2012	GIFT	FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC	8,000	13.39 USD
09 Aug 2011	PURCHASE	FLAHERTY & CRUMRINE TOTAL RETURN FUND INC	200	15.85 USD
09 Aug 2011	PURCHASE	FLAHERTY & CRUMRINE TOTAL RETURN FUND INC	2,644	16.00 USD
09 Aug 2011	PURCHASE	FLAHERTY & CRUMRINE TOTAL RETURN FUND INC	100	15.78 USD
09 Aug 2011	PURCHASE	FLAHERTY & CRUMRINE TOTAL RETURN FUND INC	100	15.75 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	64,147.76	reported	30 Nov 2015	tx 9+34,176.513−7,000
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC	44,893.67	reported	30 Nov 2015	tx 24+36,800−7,000
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc	42,011.1	reported	30 Nov 2015	tx 12+37,758
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC	13,625.52	reported	30 Nov 2015	tx 4+13,000−9,200
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC	5,977.2	reported	30 Nov 2015	tx 5+14,309−8,000