Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| SEREFEX CORP | 13,766,009 | reported | 06 Dec 2007 | tx 20+9,575,000−5,683,714 |
| Oaktree Specialty Lending Corp | 30,000 | reported | 24 Feb 2016 | tx 8+30,000 |
| Fifth Street Senior Floating Rate Corp. | 7,500 | reported | 16 Dec 2015 | tx 4+7,500 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 24 Feb 2016 | PURCHASE | Oaktree Specialty Lending Corp | 6,000 | 4.52 USD | |
| 22 Feb 2016 | PURCHASE | Oaktree Specialty Lending Corp | 15,000 | 4.69 USD | |
| 16 Dec 2015 | PURCHASE | Fifth Street Senior Floating Rate Corp. | 5,500 | 7.84 USD | first after silence |
| 20 Feb 2014 | PURCHASE | Fifth Street Senior Floating Rate Corp. | 1,000 | 14.17 USD | |
| 23 Dec 2013 | PURCHASE | Fifth Street Senior Floating Rate Corp. | 500 | 13.17 USD | |
| 24 Sept 2013 | PURCHASE | Fifth Street Senior Floating Rate Corp. | 500 | 13.80 USD | first after silence |
| 10 Aug 2011 | PURCHASE | Oaktree Specialty Lending Corp | 1,000 | 8.85 USD | |
| 20 Aug 2010 | PURCHASE | Oaktree Specialty Lending Corp | 2,000 | 10.10 USD | first after silence |
| 19 Aug 2009 | PURCHASE | Oaktree Specialty Lending Corp | 1,000 | 9.70 USD | first after silence |
| 13 Jun 2008 | PURCHASE | Oaktree Specialty Lending Corp | 1,000 | 12.20 USD | |
| 13 Jun 2008 | PURCHASE | Oaktree Specialty Lending Corp | 2,000 | 12.20 USD | |
| 13 Jun 2008 | PURCHASE | Oaktree Specialty Lending Corp | 2,000 | 12.18 USD | first after silence |
| 06 Dec 2007 | GRANT_AWARD | SEREFEX CORP | 3,500,000 | 0.03 USD | |
| 06 Dec 2007 | OTHER | SEREFEX CORP | 1,125,000 | 0.05 USD | |
| 06 Dec 2007 | GRANT_AWARD | SEREFEX CORP | 250,000 | 0.05 USD | |
| 06 Dec 2007 | OTHER | SEREFEX CORP | 3,750,000 | 0.03 USD | deriv |
| 09 Oct 2007 | OTHER | SEREFEX CORP | 250,000 | 0.00 USD | deriv |
| 26 Jul 2007 | OTHER | SEREFEX CORP | 250,000 | 0.00 USD | deriv |
| 04 Jul 2007 | OTHER | SEREFEX CORP | 250,000 | 0.00 USD | deriv |
| 04 Dec 2006 | GRANT_AWARD | SEREFEX CORP | 250,000 | 0.04 USD | |
| 10 Jul 2006 | SALE | SEREFEX CORP | 105,000 | 0.05 USD | |
| 26 Jun 2006 | SALE | SEREFEX CORP | 216,357 | 0.06 USD | |
| 09 Mar 2004 | GRANT_AWARD | SEREFEX CORP | 500,000 | 0.02 USD | |
| 09 Mar 2004 | GRANT_AWARD | SEREFEX CORP | 200,000 | 0.05 USD | deriv |
| 05 Dec 2003 | PURCHASE | SEREFEX CORP | 1,500,000 | 0.00 USD | anomaly |
5 purchases reported after at least 12 months of silence — most recent on 16 Dec 2015.