Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT INC | 91,989 | reported | 15 Oct 2012 | tx 33+381,573−45,633 |
| CHIMERA INVESTMENT CORP | 91,524 | reported | 03 Aug 2011 | tx 7+93,000−1,476 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 15 Oct 2012 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 5,000 | 13.25 USD | |
| 15 Oct 2012 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 5,000 | 0.00 USD | deriv |
| 15 Dec 2011 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 2,383 | 13.25 USD | |
| 15 Dec 2011 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 2,617 | 11.72 USD | |
| 15 Dec 2011 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 2,617 | 0.00 USD | deriv |
| 15 Dec 2011 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 2,383 | 0.00 USD | deriv |
| 03 Aug 2011 | PURCHASE | CHIMERA INVESTMENT CORP | 10,000 | 3.05 USD | first after silence |
| 25 Jul 2011 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 5,000 | 11.72 USD | |
| 25 Jul 2011 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 5,000 | 0.00 USD | deriv |
| 01 Mar 2011 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 10,000 | 11.72 USD | |
| 01 Mar 2011 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 10,000 | 0.00 USD | deriv |
| 17 Nov 2010 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 5,000 | 11.72 USD | |
| 17 Nov 2010 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 5,000 | 0.00 USD | deriv |
| 04 Aug 2010 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 5,000 | 11.72 USD | |
| 04 Aug 2010 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 5,000 | 0.00 USD | deriv |
| 12 Feb 2010 | PURCHASE | CHIMERA INVESTMENT CORP | 8,000 | 3.59 USD | |
| 12 Aug 2009 | PURCHASE | CHIMERA INVESTMENT CORP | 5,000 | 3.80 USD | first after silence |
| 07 Aug 2009 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 4,000 | 11.72 USD | |
| 07 Aug 2009 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 4,000 | 0.00 USD | deriv |
| 22 Apr 2009 | GRANT_AWARD | ANNALY CAPITAL MANAGEMENT INC | 150,000 | 0.00 USD | deriv |
| 01 Jul 2008 | TAX_WITHHOLDING | CHIMERA INVESTMENT CORP | 493 | 9.05 USD | |
| 01 Apr 2008 | TAX_WITHHOLDING | CHIMERA INVESTMENT CORP | 534 | 12.25 USD | |
| 01 Oct 2008 | TAX_WITHHOLDING | CHIMERA INVESTMENT CORP | 449 | 6.10 USD | |
| 19 Sept 2008 | GRANT_AWARD | ANNALY CAPITAL MANAGEMENT INC | 53,000 | 0.00 USD | deriv |
| 25 Jun 2008 | EXERCISE | ANNALY CAPITAL MANAGEMENT INC | 2,500 | 11.72 USD |
2 purchases reported after at least 12 months of silence — most recent on 03 Aug 2011.