Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Hercules Capital, Inc. | 38,345 | reported | 22 Dec 2010 | tx 10+38,250−52,766 |
| InfoLogix Inc | 0 | reported | 18 Jan 2011 | tx 1 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 18 Jan 2011 | OTHER | InfoLogix Inc | 0 | — | |
| 22 Dec 2010 | SALE | Hercules Capital, Inc. | 6,948 | 10.66 USD | |
| 20 Dec 2010 | TAX_WITHHOLDING | Hercules Capital, Inc. | 8,745 | 10.29 USD | |
| 20 Dec 2010 | EXERCISE | Hercules Capital, Inc. | 15,693 | 4.21 USD | |
| 20 Dec 2010 | EXERCISE | Hercules Capital, Inc. | 15,693 | 0.00 USD | deriv |
| 17 Dec 2010 | TAX_WITHHOLDING | Hercules Capital, Inc. | 133 | 10.10 USD | |
| 17 Nov 2010 | TAX_WITHHOLDING | Hercules Capital, Inc. | 133 | 10.19 USD | |
| 30 Sept 2010 | SALE | Hercules Capital, Inc. | 10,557 | 10.01 USD | |
| 27 Sept 2010 | EXERCISE | Hercules Capital, Inc. | 10,557 | 4.21 USD | |
| 27 Sept 2010 | EXERCISE | Hercules Capital, Inc. | 10,557 | 4.21 USD | deriv |
| 16 Mar 2010 | GRANT_AWARD | Hercules Capital, Inc. | 12,000 | — |