Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Alphatec Holdings, Inc. | 45,690 | reported | 06 May 2015 | tx 4+82,965 |
| WhiteHorse Finance, Inc. | 8,000 | reported | 15 Dec 2014 | tx 2+8,000 |
| AFFIRMATIVE INSURANCE HOLDINGS INC | 5,000 | reported | 31 Jan 2006 | tx 3+25,000 |
| WESTWOOD HOLDINGS GROUP INC | 2,500 | reported | 21 Aug 2012 | tx 19+35,000−23,500 |
| DEAN FOODS CO/ | 0 | reported | 17 Feb 2015 | tx 136+317,937−341,589 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 25 Feb 2015 | GRANT_AWARD | Alphatec Holdings, Inc. | 33,334 | 0.00 USD | |
| 25 Feb 2015 | GRANT_AWARD | Alphatec Holdings, Inc. | 40,816 | 1.35 USD | deriv |
| 06 May 2015 | GRANT_AWARD | Alphatec Holdings, Inc. | 3,941 | 0.00 USD | |
| 06 May 2015 | GRANT_AWARD | Alphatec Holdings, Inc. | 4,874 | 1.31 USD | deriv |
| 17 Feb 2015 | EXERCISE | DEAN FOODS CO/ | 1,955 | 0.00 USD | |
| 17 Feb 2015 | EXERCISE | DEAN FOODS CO/ | 1,955 | 0.00 USD | deriv |
| 15 Feb 2015 | EXERCISE | DEAN FOODS CO/ | 2,597 | 0.00 USD | |
| 13 Feb 2015 | EXERCISE | DEAN FOODS CO/ | 2,827 | 0.00 USD | |
| 15 Feb 2015 | EXERCISE | DEAN FOODS CO/ | 2,597 | 0.00 USD | deriv |
| 16 Feb 2015 | GRANT_AWARD | DEAN FOODS CO/ | 6,403 | 0.00 USD | deriv |
| 13 Feb 2015 | EXERCISE | DEAN FOODS CO/ | 2,827 | 0.00 USD | deriv |
| 15 Dec 2014 | PURCHASE | WhiteHorse Finance, Inc. | 4,000 | 11.68 USD | |
| 20 May 2014 | PURCHASE | WhiteHorse Finance, Inc. | 4,000 | 13.83 USD | first after silence |
| 18 Feb 2014 | EXERCISE | DEAN FOODS CO/ | 2,192 | 0.00 USD | |
| 18 Feb 2014 | EXERCISE | DEAN FOODS CO/ | 2,192 | 0.00 USD | deriv |
| 17 Feb 2014 | EXERCISE | DEAN FOODS CO/ | 1,955 | 0.00 USD | |
| 15 Feb 2014 | EXERCISE | DEAN FOODS CO/ | 2,597 | 0.00 USD | |
| 15 Feb 2014 | EXERCISE | DEAN FOODS CO/ | 2,597 | 0.00 USD | deriv |
| 17 Feb 2014 | EXERCISE | DEAN FOODS CO/ | 1,955 | 0.00 USD | deriv |
| 13 Feb 2014 | GRANT_AWARD | DEAN FOODS CO/ | 8,481 | 0.00 USD | deriv |
| 04 Dec 2013 | EXERCISE | DEAN FOODS CO/ | 10,224 | 12.60 USD | |
| 04 Dec 2013 | SALE | DEAN FOODS CO/ | 27,577 | 18.50 USD | |
| 04 Dec 2013 | EXERCISE | DEAN FOODS CO/ | 17,353 | 8.96 USD | |
| 04 Dec 2013 | EXERCISE | DEAN FOODS CO/ | 17,353 | 0.00 USD | deriv |
| 04 Dec 2013 | EXERCISE | DEAN FOODS CO/ | 10,224 | 0.00 USD | deriv |
2 purchases reported after at least 12 months of silence — most recent on 20 May 2014.