Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC | 14,572.06 | reported | 30 Nov 2015 | tx 5+5,000 |
| Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | 12,050 | reported | 30 Nov 2015 | tx 6+28,000−1,950 |
| FLAHERTY & CRUMRINE TOTAL RETURN FUND INC | 10,951.04 | reported | 30 Nov 2015 | tx 2+2,000 |
| Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | 5,800 | reported | 30 Nov 2015 | tx 3+9,600 |
| FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC | 4,800 | reported | 30 Nov 2015 | tx 2+3,800 |
2 purchases reported after at least 12 months of silence — most recent on 12 Aug 2013.