Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| ALLIANCEBERNSTEIN L.P. | 8,160,000 | reported | 19 Dec 2008 | tx 1+8,160,000 |
| ALLIANCEBERNSTEIN HOLDING L.P. | 27,273 | reported | 19 May 2016 | tx 18+138,335 |
| KBW, INC. | 0 | reported | 15 Feb 2013 | tx 10+22,306−27,306 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 19 May 2016 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 3,313 | 22.64 USD | |
| 19 May 2016 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 27,273 | 2.75 USD | deriv |
| 21 May 2015 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 1,891 | 31.74 USD | |
| 21 May 2015 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 14,528 | 4.13 USD | deriv |
| 15 May 2014 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 2,610 | 22.99 USD | |
| 15 May 2014 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 12,553 | 0.00 USD | deriv |
| 20 May 2013 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 2,270 | 26.44 USD | |
| 20 May 2013 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 10,639 | 0.00 USD | deriv |
| 15 Feb 2013 | OTHER | KBW, INC. | 27,306 | — | |
| 15 May 2012 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 4,116 | 14.58 USD | |
| 15 May 2012 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 16,349 | 0.00 USD | deriv |
| 01 Mar 2012 | GRANT_AWARD | KBW, INC. | 4,486 | 0.00 USD | |
| 11 May 2011 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 2,759 | 21.75 USD | |
| 11 May 2011 | GRANT_AWARD | ALLIANCEBERNSTEIN HOLDING L.P. | 10,034 | 0.00 USD | deriv |
| 23 Feb 2011 | PURCHASE | KBW, INC. | 2,500 | 25.51 USD | |
| 17 Feb 2011 | PURCHASE | ALLIANCEBERNSTEIN HOLDING L.P. | 5,000 | 22.47 USD | |
| 04 Feb 2011 | GRANT_AWARD | KBW, INC. | 1,830 | 0.00 USD | |
| 25 Feb 2010 | PURCHASE | KBW, INC. | 1,400 | 24.00 USD | |
| 25 Feb 2010 | PURCHASE | ALLIANCEBERNSTEIN HOLDING L.P. | 5,000 | 26.39 USD | |
| 05 Feb 2010 | GRANT_AWARD | KBW, INC. | 1,892 | 0.00 USD | |
| 21 May 2009 | PURCHASE | ALLIANCEBERNSTEIN HOLDING L.P. | 5,000 | 17.86 USD | first after silence |
| 06 Feb 2009 | GRANT_AWARD | KBW, INC. | 2,630 | 0.00 USD | |
| 10 Mar 2008 | PURCHASE | ALLIANCEBERNSTEIN HOLDING L.P. | 5,000 | 58.10 USD | first after silence |
| 01 Feb 2008 | GRANT_AWARD | KBW, INC. | 1,968 | 0.00 USD | |
| 14 Aug 2007 | GRANT_AWARD | KBW, INC. | 5,000 | 24.37 USD |
3 purchases reported after at least 12 months of silence — most recent on 21 May 2009.