Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| TAIWAN GREATER CHINA FUND | 1,000 | reported | 17 May 2004 | tx 1+1,000 |
| BOOKHAM, INC. | 0 | reported | 10 Dec 2018 | tx 26+482,574−347,945 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 10 Dec 2018 | OTHER | BOOKHAM, INC. | 70,000 | — | |
| 10 Dec 2018 | OTHER | BOOKHAM, INC. | 77,731 | — | |
| 10 Dec 2018 | OTHER | BOOKHAM, INC. | 169,333 | — | |
| 10 Dec 2018 | OTHER | BOOKHAM, INC. | 8,000 | — | deriv |
| 10 Dec 2018 | OTHER | BOOKHAM, INC. | 14,881 | — | deriv |
| 10 Oct 2018 | EXERCISE | BOOKHAM, INC. | 8,000 | 3.65 USD | |
| 10 Oct 2018 | EXERCISE | BOOKHAM, INC. | 8,000 | 0.00 USD | deriv |
| 17 Nov 2017 | GRANT_AWARD | BOOKHAM, INC. | 18,762 | 0.00 USD | |
| 18 Nov 2016 | GRANT_AWARD | BOOKHAM, INC. | 12,083 | 0.00 USD | |
| 10 Nov 2015 | GRANT_AWARD | BOOKHAM, INC. | 34,750 | 0.00 USD | |
| 31 Aug 2015 | PURCHASE | BOOKHAM, INC. | 10,000 | 2.75 USD | |
| 24 Aug 2015 | PURCHASE | BOOKHAM, INC. | 10,000 | 2.50 USD | |
| 14 Jan 2015 | GIFT | BOOKHAM, INC. | 57,731 | 0.00 USD | |
| 18 May 2015 | PURCHASE | BOOKHAM, INC. | 20,000 | 2.05 USD | first after silence |
| 18 May 2015 | PURCHASE | BOOKHAM, INC. | 50,000 | 2.04 USD | |
| 14 Nov 2014 | GRANT_AWARD | BOOKHAM, INC. | 50,000 | 0.00 USD | |
| 14 Jan 2014 | GRANT_AWARD | BOOKHAM, INC. | 45,738 | 0.00 USD | |
| 30 Oct 2012 | GRANT_AWARD | BOOKHAM, INC. | 43,918 | 0.00 USD | |
| 26 Oct 2011 | GRANT_AWARD | BOOKHAM, INC. | 10,401 | 0.00 USD | |
| 26 Oct 2011 | GRANT_AWARD | BOOKHAM, INC. | 14,881 | 0.00 USD | deriv |
| 27 Oct 2010 | GRANT_AWARD | BOOKHAM, INC. | 2,412 | 0.00 USD | |
| 27 Oct 2010 | GRANT_AWARD | BOOKHAM, INC. | 3,898 | 0.00 USD | deriv |
| 21 Oct 2009 | GRANT_AWARD | BOOKHAM, INC. | 40,000 | 0.00 USD | deriv |
| 22 Oct 2008 | GRANT_AWARD | BOOKHAM, INC. | 40,000 | 0.00 USD | deriv |
| 13 May 2008 | GRANT_AWARD | BOOKHAM, INC. | 5,000 | 0.00 USD |
1 purchase reported after at least 12 months of silence — most recent on 18 May 2015.