Cohen Richard W.

USNatural personDirector

Transactions

Issuers

Buys / Sells

43/2

Last tx

14 Dec 2018

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Insider

Cohen Richard W.

USNatural personDirector

Transactions

Issuers

Buys / Sells

43/2

Last tx

14 Dec 2018

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
Fifth Street Senior Floating Rate Corp.	55,744	reported	14 Dec 2018	tx 38+55,744
KEATING CAPITAL INC	16,534	reported	22 Aug 2016	tx 7+17,334−6,300

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	800	8.18 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	100	8.21 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	200	8.23 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	200	8.22 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	300	8.17 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	1,000	8.20 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,000	8.17 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	5,700	8.16 USD
13 Sept 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,299	8.46 USD
14 Sept 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	1,500	8.46 USD
06 Sept 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,000	8.59 USD
06 Sept 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	1,000	8.61 USD
06 Sept 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,000	8.64 USD
13 Aug 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	997	8.73 USD
10 Aug 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	3	8.70 USD	anomaly
14 Feb 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	200	7.70 USD
13 Feb 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,290	7.67 USD
14 Feb 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	130	7.67 USD
06 Dec 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	5,000	8.30 USD
06 Dec 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	25	8.28 USD	anomaly
05 Dec 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	5,000	8.35 USD
05 Dec 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	5,000	8.35 USD
05 Dec 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	5,000	8.30 USD
10 Feb 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,000	8.86 USD
23 Dec 2016	PURCHASE	Fifth Street Senior Floating Rate Corp.	1,000	8.75 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
Fifth Street Senior Floating Rate Corp.	55,744	reported	14 Dec 2018	tx 38+55,744
KEATING CAPITAL INC	16,534	reported	22 Aug 2016	tx 7+17,334−6,300

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	800	8.18 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	100	8.21 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	200	8.23 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	200	8.22 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	300	8.17 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	1,000	8.20 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,000	8.17 USD
14 Dec 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	5,700	8.16 USD
13 Sept 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,299	8.46 USD
14 Sept 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	1,500	8.46 USD
06 Sept 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,000	8.59 USD
06 Sept 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	1,000	8.61 USD
06 Sept 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,000	8.64 USD
13 Aug 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	997	8.73 USD
10 Aug 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	3	8.70 USD	anomaly
14 Feb 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	200	7.70 USD
13 Feb 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,290	7.67 USD
14 Feb 2018	PURCHASE	Fifth Street Senior Floating Rate Corp.	130	7.67 USD
06 Dec 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	5,000	8.30 USD
06 Dec 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	25	8.28 USD	anomaly
05 Dec 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	5,000	8.35 USD
05 Dec 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	5,000	8.35 USD
05 Dec 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	5,000	8.30 USD
10 Feb 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,000	8.86 USD
23 Dec 2016	PURCHASE	Fifth Street Senior Floating Rate Corp.	1,000	8.75 USD