COHEN HARRY D

USNatural personOfficer

Transactions

Issuers

Buys / Sells

15/9

Last tx

30 Dec 2019

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Insider

COHEN HARRY D

USNatural personOfficer

Transactions

Issuers

Buys / Sells

15/9

Last tx

30 Dec 2019

Behaviour

1 purchase reported after at least 12 months of silence — most recent on 10 Dec 2014.

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
LMP CAPITAL & INCOME FUND INC.	10,000	reported	27 Apr 2016	tx 1+10,000
ClearBridge Energy MLP Fund Inc.	7,215.11	reported	21 Nov 2019	tx 13+54,000−126,540.17
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.	0	reported	10 Dec 2014	tx 1−5,000
ClearBridge Energy Midstream Opportunity Fund Inc.	0	reported	30 Dec 2019	tx 7+18,000−20,692
ClearBridge Energy MLP Total Return Fund Inc.	0	reported	30 Dec 2019	tx 5+25,000−15,000

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
30 Dec 2019	SALE	ClearBridge Energy Midstream Opportunity Fund Inc.	4,000	8.42 USD
30 Dec 2019	SALE	ClearBridge Energy MLP Total Return Fund Inc.	5,000	8.54 USD
21 Nov 2019	SALE	ClearBridge Energy MLP Fund Inc.	7,234.17	9.91 USD
28 Oct 2019	SALE	ClearBridge Energy MLP Fund Inc.	1,738	10.70 USD
10 Dec 2018	SALE	ClearBridge Energy MLP Fund Inc.	58,784	11.25 USD
27 Apr 2016	PURCHASE	LMP CAPITAL & INCOME FUND INC.	10,000	12.63 USD
07 Dec 2015	PURCHASE	ClearBridge Energy MLP Fund Inc.	10,000	13.97 USD
07 Dec 2015	SALE	ClearBridge Energy MLP Total Return Fund Inc.	10,000	11.25 USD
07 Dec 2015	SALE	ClearBridge Energy Midstream Opportunity Fund Inc.	1,692	11.32 USD
01 Dec 2015	SALE	ClearBridge Energy Midstream Opportunity Fund Inc.	15,000	14.51 USD
01 Dec 2015	PURCHASE	ClearBridge Energy MLP Fund Inc.	15,000	18.52 USD
10 Dec 2014	PURCHASE	ClearBridge Energy Midstream Opportunity Fund Inc.	5,000	21.36 USD	first after silence
10 Dec 2014	SALE	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.	5,000	15.89 USD
09 Jan 2013	PURCHASE	ClearBridge Energy Midstream Opportunity Fund Inc.	4,000	21.78 USD
02 Jan 2013	PURCHASE	ClearBridge Energy Midstream Opportunity Fund Inc.	5,000	21.40 USD
02 Jan 2013	PURCHASE	ClearBridge Energy MLP Fund Inc.	2,000	23.78 USD
02 Jan 2013	PURCHASE	ClearBridge Energy MLP Fund Inc.	2,000	23.79 USD
26 Jun 2012	PURCHASE	ClearBridge Energy MLP Total Return Fund Inc.	10,000	20.00 USD
13 Mar 2012	PURCHASE	ClearBridge Energy Midstream Opportunity Fund Inc.	4,000	20.28 USD
15 Aug 2011	PURCHASE	ClearBridge Energy MLP Fund Inc.	5,000	21.36 USD
15 Aug 2011	PURCHASE	ClearBridge Energy MLP Fund Inc.	300	22.09 USD	anomaly
15 Aug 2011	PURCHASE	ClearBridge Energy MLP Fund Inc.	4,700	22.08 USD
08 Jun 2011	PURCHASE	ClearBridge Energy MLP Fund Inc.	5,000	21.19 USD
25 Jun 2010	PURCHASE	ClearBridge Energy MLP Fund Inc.	10,000	20.00 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
LMP CAPITAL & INCOME FUND INC.	10,000	reported	27 Apr 2016	tx 1+10,000
ClearBridge Energy MLP Fund Inc.	7,215.11	reported	21 Nov 2019	tx 13+54,000−126,540.17
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.	0	reported	10 Dec 2014	tx 1−5,000
ClearBridge Energy Midstream Opportunity Fund Inc.	0	reported	30 Dec 2019	tx 7+18,000−20,692
ClearBridge Energy MLP Total Return Fund Inc.	0	reported	30 Dec 2019	tx 5+25,000−15,000

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
30 Dec 2019	SALE	ClearBridge Energy Midstream Opportunity Fund Inc.	4,000	8.42 USD
30 Dec 2019	SALE	ClearBridge Energy MLP Total Return Fund Inc.	5,000	8.54 USD
21 Nov 2019	SALE	ClearBridge Energy MLP Fund Inc.	7,234.17	9.91 USD
28 Oct 2019	SALE	ClearBridge Energy MLP Fund Inc.	1,738	10.70 USD
10 Dec 2018	SALE	ClearBridge Energy MLP Fund Inc.	58,784	11.25 USD
27 Apr 2016	PURCHASE	LMP CAPITAL & INCOME FUND INC.	10,000	12.63 USD
07 Dec 2015	PURCHASE	ClearBridge Energy MLP Fund Inc.	10,000	13.97 USD
07 Dec 2015	SALE	ClearBridge Energy MLP Total Return Fund Inc.	10,000	11.25 USD
07 Dec 2015	SALE	ClearBridge Energy Midstream Opportunity Fund Inc.	1,692	11.32 USD
01 Dec 2015	SALE	ClearBridge Energy Midstream Opportunity Fund Inc.	15,000	14.51 USD
01 Dec 2015	PURCHASE	ClearBridge Energy MLP Fund Inc.	15,000	18.52 USD
10 Dec 2014	PURCHASE	ClearBridge Energy Midstream Opportunity Fund Inc.	5,000	21.36 USD	first after silence
10 Dec 2014	SALE	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.	5,000	15.89 USD
09 Jan 2013	PURCHASE	ClearBridge Energy Midstream Opportunity Fund Inc.	4,000	21.78 USD
02 Jan 2013	PURCHASE	ClearBridge Energy Midstream Opportunity Fund Inc.	5,000	21.40 USD
02 Jan 2013	PURCHASE	ClearBridge Energy MLP Fund Inc.	2,000	23.78 USD
02 Jan 2013	PURCHASE	ClearBridge Energy MLP Fund Inc.	2,000	23.79 USD
26 Jun 2012	PURCHASE	ClearBridge Energy MLP Total Return Fund Inc.	10,000	20.00 USD
13 Mar 2012	PURCHASE	ClearBridge Energy Midstream Opportunity Fund Inc.	4,000	20.28 USD
15 Aug 2011	PURCHASE	ClearBridge Energy MLP Fund Inc.	5,000	21.36 USD
15 Aug 2011	PURCHASE	ClearBridge Energy MLP Fund Inc.	300	22.09 USD	anomaly
15 Aug 2011	PURCHASE	ClearBridge Energy MLP Fund Inc.	4,700	22.08 USD
08 Jun 2011	PURCHASE	ClearBridge Energy MLP Fund Inc.	5,000	21.19 USD
25 Jun 2010	PURCHASE	ClearBridge Energy MLP Fund Inc.	10,000	20.00 USD