Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| OLYMPIC CASCADE FINANCIAL CORP | 18,685 | reported | 12 Sept 2016 | tx 2+772,770−18,685 |
| GILMAN & CIOCIA INC | 0 | reported | 15 Oct 2013 | tx 15+3,183,251−3,288,117 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 12 Sept 2016 | TENDER | OLYMPIC CASCADE FINANCIAL CORP | 18,685 | 3.25 USD | |
| 15 Oct 2013 | GRANT_AWARD | OLYMPIC CASCADE FINANCIAL CORP | 772,770 | — | |
| 15 Oct 2013 | OTHER | GILMAN & CIOCIA INC | 3,288,117 | — | |
| 31 Oct 2012 | GRANT_AWARD | GILMAN & CIOCIA INC | 100,000 | 0.05 USD | |
| 31 Oct 2012 | GRANT_AWARD | GILMAN & CIOCIA INC | 102,041 | 0.05 USD | deriv |
| 31 Oct 2011 | GRANT_AWARD | GILMAN & CIOCIA INC | 100,000 | 0.05 USD | |
| 31 Oct 2011 | GRANT_AWARD | GILMAN & CIOCIA INC | 104,384 | 0.05 USD | deriv |
| 20 Oct 2010 | GRANT_AWARD | GILMAN & CIOCIA INC | 100,000 | 0.05 USD | |
| 20 Oct 2010 | GRANT_AWARD | GILMAN & CIOCIA INC | 120,192 | 0.05 USD | deriv |
| 02 Oct 2009 | GRANT_AWARD | GILMAN & CIOCIA INC | 83,333 | 0.06 USD | |
| 02 Oct 2009 | GRANT_AWARD | GILMAN & CIOCIA INC | 83,333 | 0.06 USD | deriv |
| 03 Oct 2008 | GRANT_AWARD | GILMAN & CIOCIA INC | 50,000 | 0.10 USD | |
| 03 Oct 2008 | GRANT_AWARD | GILMAN & CIOCIA INC | 50,000 | 0.00 USD | deriv |
| 20 Aug 2007 | OTHER | GILMAN & CIOCIA INC | 11,468 | — | |
| 20 Aug 2007 | PURCHASE | GILMAN & CIOCIA INC | 2,250,000 | 0.10 USD | |
| 05 Feb 2007 | OTHER | GILMAN & CIOCIA INC | 18,000 | — | |
| 10 Jan 2006 | OTHER | GILMAN & CIOCIA INC | 10,500 | — |