Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Hercules Capital, Inc. | 124,325 | reported | 31 Dec 2013 | tx 41+176,923−48,891 |
| STATE STREET CORP | 28,176 | reported | 28 Feb 2008 | tx 85+227,011−189,489 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 31 Dec 2013 | GRANT_AWARD | Hercules Capital, Inc. | 62 | — | |
| 07 Aug 2013 | TAX_WITHHOLDING | Hercules Capital, Inc. | 24,810 | 14.67 USD | |
| 07 Aug 2013 | EXERCISE | Hercules Capital, Inc. | 15,000 | 10.39 USD | |
| 07 Aug 2013 | EXERCISE | Hercules Capital, Inc. | 10,000 | 10.60 USD | |
| 07 Aug 2013 | EXERCISE | Hercules Capital, Inc. | 5,000 | 13.40 USD | |
| 05 Aug 2013 | GRANT_AWARD | Hercules Capital, Inc. | 3,445 | 14.51 USD | |
| 31 Dec 2012 | GRANT_AWARD | Hercules Capital, Inc. | 152 | — | |
| 06 Aug 2012 | GRANT_AWARD | Hercules Capital, Inc. | 4,528 | 11.04 USD | |
| 06 Mar 2012 | PURCHASE | Hercules Capital, Inc. | 5,000 | 10.44 USD | |
| 31 Dec 2011 | GRANT_AWARD | Hercules Capital, Inc. | 243 | — | |
| 06 Sept 2011 | PURCHASE | Hercules Capital, Inc. | 5,000 | 8.68 USD | |
| 05 Jul 2011 | GRANT_AWARD | Hercules Capital, Inc. | 3,314 | 10.56 USD | |
| 01 Jun 2011 | GRANT_AWARD | Hercules Capital, Inc. | 5,000 | 10.60 USD | |
| 01 Jun 2011 | GRANT_AWARD | Hercules Capital, Inc. | 15,000 | 10.60 USD | deriv |
| 11 May 2011 | PURCHASE | Hercules Capital, Inc. | 5,000 | 10.36 USD | |
| 31 Dec 2010 | GRANT_AWARD | Hercules Capital, Inc. | 103 | — | |
| 23 Nov 2010 | PURCHASE | Hercules Capital, Inc. | 5,000 | 9.96 USD | |
| 15 Oct 2010 | GRANT_AWARD | Hercules Capital, Inc. | 3,493 | 10.02 USD | |
| 23 Jun 2010 | PURCHASE | Hercules Capital, Inc. | 5,000 | 9.12 USD | first after silence |
| 31 Dec 2009 | GRANT_AWARD | Hercules Capital, Inc. | 5,451 | — | |
| 18 Feb 2009 | PURCHASE | Hercules Capital, Inc. | 10,000 | 4.49 USD | |
| 29 May 2008 | GRANT_AWARD | Hercules Capital, Inc. | 5,000 | — | |
| 31 Dec 2008 | PURCHASE | Hercules Capital, Inc. | 285 | — | |
| 29 May 2008 | GRANT_AWARD | Hercules Capital, Inc. | 15,000 | 10.39 USD | deriv |
| 15 Sept 2008 | PURCHASE | Hercules Capital, Inc. | 2,000 | 9.80 USD |
2 purchases reported after at least 12 months of silence — most recent on 23 Jun 2010.